File Reviewer jobs in England
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COMPLIANCE FILE REVIEWER
Conduct pre-sale and post-sale file reviews of advice in accordance with the firms service level agreements, to assess suitability of advice and general compliance. Provide constructive feedback to advisers in relation to their f...
| Company | Thornbury Recruitment Ltd |
|---|---|
| Address | Cumbria, England |
| Category | Human Resources |
| Job type | Permanent, full-time |
| Date Posted | 19 hours ago See detail |
Compliance File Reviewer New
Thornbury Recruitment Ltd
Cumbria, England
Conduct pre-sale and post-sale file reviews of advice in accordance with the firms service level agreements, to assess suitability of advice and general compliance. Provide constructive feedback to advisers in relation to their f...
19 hours ago seen See more...
- View all Thornbury Recruitment Ltd jobs - jobs in Cumbria
File Reviewer/Compliance Assistant - Financial Planning
Fram Search
Dorset, England
£40,000 per annum
Remote. Salary to 40k. Established Financial Planning firm....
6 days ago seen See more...
- View all - jobs in Dorset
File Reviewer- Pensions
Njr Recruitment
Lancashire, England
Competitive salary
Provide quality assurance over the advice provided by the Company. Conduct suitability assessments across a range of different product types (e.g. Pensions, Investments, High Risk products). Review and grade the quality of client...
a month ago seen See more...
- View all Njr Recruitment jobs - jobs in Lancashire
IFA File Quality Reviewer
Coast Specialist Recruitment
South East
£44,000 - £50,000 per annum
Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority. Proactively contact internal c...
2 months ago seen See more...
- View all Coast Specialist Recruitment jobs
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