Full-time Compliance Reviewer jobs
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COMPLIANCE FILE REVIEWER
Conduct pre-sale and post-sale file reviews of advice in accordance with the firms service level agreements, to assess suitability of advice and general compliance. Provide constructive feedback to advisers in relation to their f...
Company | Thornbury Recruitment Ltd |
---|---|
Address | Cumbria, England |
Category | Human Resources |
Job type | Permanent, full-time |
Date Posted | 4 days ago See detail |
Compliance File Reviewer
Thornbury Recruitment Ltd
Cumbria, England
Conduct pre-sale and post-sale file reviews of advice in accordance with the firms service level agreements, to assess suitability of advice and general compliance. Provide constructive feedback to advisers in relation to their f...
4 days ago seen See more...
- View all Thornbury Recruitment Ltd jobs - jobs in Cumbria
File Reviewer/Compliance Assistant - Financial Planning
Fram Search
Dorset, England
£40,000 per annum
Remote. Salary to 40k. Established Financial Planning firm....
a week ago seen See more...
- View all - jobs in Dorset