Full-time Investment Compliance jobs
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COMPLIANCE MANAGER - INVESTMENTS
Advise the business to help build great investing products that help our customers achieve their life goals. Manage relationships across the business. Provide compliance oversight of investing products and processes through monito...
Company | Broadgate Search Ltd |
---|---|
Address | South East |
Category | Banking |
Salary | Salary negotiable |
Job type | Permanent, full-time |
Date Posted | 7 days ago See detail |
Compliance Manager - Investments
Broadgate Search Ltd
South East
Salary negotiable
Advise the business to help build great investing products that help our customers achieve their life goals. Manage relationships across the business. Provide compliance oversight of investing products and processes through monito...
7 days ago seen See more...
- View all Broadgate Search Ltd jobs
Investment Compliance Analyst
Efinancialcareers
South East
Competitive salary
Analyse real time risk/compliance alerts to ensure consistency with investment mandates, and work with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts, working with technology and fron...
a month ago seen
Investment Compliance Analyst
Efinancialcareers
South East
Competitive salary
Analyse real time risk/compliance alerts to ensure consistency with investment mandates, and work with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts, working with technology and fron...
2 months ago seen See more...
- View all Efinancialcareers jobs