Investment Compliance jobs in England

Now available 3 results are consistent

Sort by:relevance - date

COMPLIANCE MANAGER - INVESTMENTS

Advise the business to help build great investing products that help our customers achieve their life goals. Manage relationships across the business. Provide compliance oversight of investing products and processes through monito...

CompanyBroadgate Search Ltd
AddressSouth East
CategoryBanking
SalarySalary negotiable
Job typePermanent, full-time
Date Posted 6 days ago See detail

Compliance Manager - Investments

Broadgate Search Ltd

South East

Salary negotiable

Advise the business to help build great investing products that help our customers achieve their life goals. Manage relationships across the business. Provide compliance oversight of investing products and processes through monito...

Investment Compliance Analyst

Efinancialcareers

South East

Competitive salary

Analyse real time risk/compliance alerts to ensure consistency with investment mandates, and work with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts, working with technology and fron...

Investment Compliance Analyst

Efinancialcareers

South East

Competitive salary

Analyse real time risk/compliance alerts to ensure consistency with investment mandates, and work with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts, working with technology and fron...