Operational Risk jobs in London

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COMPLIANCE AND OPERATIONAL RISK MANAGER (EQUITIES)

Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...

CompanyAbout Bank Of America
AddressLondon, Greater London
CategoryHuman Resources
Date Posted yesterday See detail

Compliance and Operational Risk Manager (Equities)

About Bank Of America

London, Greater London

Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...

Electronic Trading Compliance and Operational Risk Officer

About Bank Of America

London, Greater London

Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide independe...

Senior Operational Risk Analyst (Insurance)

Banking & Finance - Retail

London, England

55000.00 GBP Annual

An excellent opportunity to join an ambitious global (re)insurance company in London, focusing on Operational Risk and controls in the UK and European markets. Due to growth within the risk management function you will be involved...

Operational Risk Business Partner

Rev & Regs Limited

London, England

£75,000 - £85,000 per annum

Act as a dedicated 2nd line of defence Risk Business Partner to support 1st line management in implementing and embedding the Groups risk management framework. Monitor and report upon each business areas ability to operate withi...

Senior Operational & Prudential Risk Manager

Quantum Group

London, England

£85,000 - £90,000/annum

*Collection, analysis, monitoring, and reporting of Operational Risk (OR) incidents and related OR MI to present to key governance committees. *Convening RCSA Working Group meetings, preparation of minutes (with support from Assoc...