Operational Risk jobs in London
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COMPLIANCE AND OPERATIONAL RISK MANAGER (EQUITIES)
Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...
Company | About Bank Of America |
---|---|
Address | London, Greater London |
Category | Human Resources |
Date Posted | yesterday See detail |
Compliance and Operational Risk Manager (Equities)
About Bank Of America
London, Greater London
Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...
yesterday seen See more...
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Electronic Trading Compliance and Operational Risk Officer
About Bank Of America
London, Greater London
Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide independe...
yesterday seen See more...
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Senior Operational Risk Analyst (Insurance)
Banking & Finance - Retail
London, England
55000.00 GBP Annual
An excellent opportunity to join an ambitious global (re)insurance company in London, focusing on Operational Risk and controls in the UK and European markets. Due to growth within the risk management function you will be involved...
2 days ago seen See more...
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Operational Risk Business Partner
Rev & Regs Limited
London, England
£75,000 - £85,000 per annum
Act as a dedicated 2nd line of defence Risk Business Partner to support 1st line management in implementing and embedding the Groups risk management framework. Monitor and report upon each business areas ability to operate withi...
a month ago seen See more...
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Senior Operational & Prudential Risk Manager
Quantum Group
London, England
£85,000 - £90,000/annum
*Collection, analysis, monitoring, and reporting of Operational Risk (OR) incidents and related OR MI to present to key governance committees. *Convening RCSA Working Group meetings, preparation of minutes (with support from Assoc...
2 months ago seen See more...
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