Volunteer Compliance Risk jobs in London
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COMPLIANCE AND OPERATIONAL RISK MANAGER (EQUITIES)
Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...
| Company | About Bank Of America |
|---|---|
| Address | London, Greater London |
| Category | Human Resources |
| Date Posted | 9 hours ago See detail |
Compliance and Operational Risk Manager (Equities) New
About Bank Of America
London, Greater London
Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...
9 hours ago seen See more...
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Electronic Trading Compliance and Operational Risk Officer New
About Bank Of America
London, Greater London
Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide independe...
9 hours ago seen See more...
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