Boutique Investment Bank - Compliance Monitoring Associate

Responsibilities:

• Conduct regular monitoring activities to assess compliance with regulatory requirements and internal policies.
• Identify and analyse compliance risks across various business areas and products.
• Develop and implement monitoring plans and testing programs to assess the effectiveness of compliance controls.
• Investigate and resolve compliance issues in a timely manner, escalating as necessary.
• Keep abreast of regulatory developments and industry best practices to ensure that compliance programs remain up-to-date.
• Provide guidance and training to staff on compliance matters.
• Prepare reports and presentations for senior management and regulatory authorities.

Requirements:

• Bachelor's degree in finance, business, or a related field.
• Experience in Compliance Monitoring, consultancy or from the regulator
• Strong knowledge of financial regulations, such as MiFID II, MAR, and AML.
• Excellent analytical and problem-solving skills.
• Ability to communicate effectively and build strong working relationships with stakeholders.
• Proactive attitude with a strong sense of integrity and attention to detail.