Central GB, CMB, Research and Control Room Compliance Manager

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If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Our Risk and Compliance function has a critical role to play in supporting, challenging and advising across all areas of the business through establishing policy, monitoring profiles, and identifying and managing forward-looking risk and compliance. We focus on creating an environment that encourages our people to speak up and do the right thing, as well as protecting our customers, the organisation and the integrity of the financial markets in which we operate. Already an industry-leader in many respects, we want to continue setting standards and evolving to respond to strategic changes.

We’re seeking a skilled Regulatory Compliance professional to report to the Senior Manager Central Global Banking (GB), Commercial Banking (CMB), Research and Control Room Regulatory Compliance.  The ideal candidate will be responsible for monitoring internal and external regulations and Controls to mitigate any Regulatory Compliance risks and will also be expected to keep abreast of any regulatory developments. You’ll also be expected to liaise with senior stakeholder’s and wider teams to deliver a consistent Regulatory Compliance service.

As an HSBC employee in the UK, you will have access to tailored professional development opportunities and a competitive pay and benefits package. This includes private healthcare for all UK-based employees, enhanced maternity and adoption pay and support when you return to work, and a contributory pension scheme with a generous employer contribution.

We are currently seeking an experienced individual to join this team in the role of Central GB, CMB, Research and Control Room Regulatory Compliance Manager.

In this role, you will:

•     Provide Regulatory Compliance advice and support in respect of the GB, CMB, and Research activities.
•    Have the ability to identify, analyse and interpret Regulatory Compliance risks and regulatory developments in order to gauge its impact on the business.
•    Be involved in transformation programmes and business committees with the ability to look at strategic initiatives through a regulatory compliance lens.
•    Be able to understand, follow and demonstrate Regulatory Compliance with all internal and external regulations and procedures that affect the GB, CMB and Research business lines.
•    Liaise with relevant senior stakeholders and functional teams to provide expertise and support on all Regulatory Compliance related matters.

To be successful in this role you should meet the following requirements:

•    Experience in a Controls, Regulatory or Legal background gained from one of the following lines of business, Global Banking, Research, or Control Room.
•    Evidence of leading material change, ideally across a global/complex and/or matrix environment. 
•    Prior knowledge of regulations with through ability to keep abreast of regulatory developments and market standards in order to ensure compliance.
•    Proven ability to influence executive and senior management and articulate clear business reasons for change initiatives.

The base location for this role is London / Hybrid.

You’ll achieve more when you join HSBC.

Being open to different points of view is important for our business and the communities we serve. At HSBC, we’re dedicated to creating diverse and inclusive workplaces. Our recruitment processes are accessible to everyone - no matter their gender, ethnicity, disability, religion, sexual orientation, or age.

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Email: hsbc.recruitment@hsbc.com
Telephone: +44 207 832 8500