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Form of work
SalaryAn exciting opportunity has arisen for a Compliance Assistant to join a Legal 500 law firm in Farnborough. You will report directly to the Risk & Compliance Manager.
The ideal candidate will be responsible for providing support in relation to all compliance activities throughout the firm.
Duties will include:
- Conducting compliance file audits and overseeing department file audits, liaising with the Risk & Compliance Manager and managing associated reporting and follow-ups.
- Maintaining the firm's compliance registers, including those for SRA, ICO, Compliance breaches, gifts and hospitality, complaints, and claims.
- Assisting the Risk & Compliance Manager with maintaining the firm s SRA records and industry accreditations eg CQS.
- Dealing with new starter compliance engagement and training.
- Compiling data and generating reports and commentary on various compliance data for the Risk & Compliance Manager and Compliance Board.
- Reviewing, processing, and responding to queries related to compliance, breaches, complaints, feedback, claims, money laundering, and other compliance issues across the Firm.
- Preparing materials for compliance training, meetings, and clinics.
Desired skills:
- Ideally have 1 year s compliance experience in the legal industry.
- Excellent IT Skills.
- A knowledge of Money Laundering Legislation and SRA regulations.
What they offer:
- 25 days Holiday plus Bank Holidays.
- Salary depending on experience GBP25,000 - GBP30,000.
- Company pension.
- Discounted legal services.
- Month end drinks, socials and much more!
