Compliance Monitoring Officer

COMPLIANCE MONITORING OFFICER
ALDERLEY EDGE
UP TO £30K - free, onsite parking

2 DAYS IN OFFICE / 3 DAYS AT HOME

The Compliance Monitoring analyst will report to the Head of Compliance and is responsible for completing a range of tasks from onboarding new clients, updating the back office system, data entry, generating reports and general admin duties. Experience in an administration role is preferred with any experience within the finance/compliance/alternative lending market being very beneficial. The role requires a keen eye for detail and good organisational skills.

Key Tasks:

· Completing audit checks on client websites and social media pages

· Undertaking annual audits on retailers per FCA requirements

· Processing manual documents and moving the data to an online system

· Liaising with practices regarding their account and outstanding documents

· Liaising with the accounts team to resolve any retailer queries

· Undertaking client checks

· General admin tasks

· Supporting account managers with the maintenance of their accounts

· Discussing account applications with the account managers

· Ensuring FCA compliance guidelines are met

· Maintenance of the compliance inbox

· Updating CRM

As the company is embracing change on a daily basis, key personal attributes expected from each successful candidate would be:

· High work ethic

· Flexibility

· Tenacity

· Ability to work to tight deadlines

· Integrate within a close knit and friendly team

· Professional outlook working within high ethical standards expected from a finance environment