Address
Form of work
SalaryLong established boutique investment manager based South-West London with a long-term investment philosophy seeks an experienced compliance professional with buyside expertise. The firm manages alternative investment funds as well as segregated mandates, so its client base is a blend of primarily institutional, wealth management intermediaries and HNW individuals. The incumbent benefits from the support of a full-time Compliance Associate and will be responsible for compliance with all applicable FCA & SEC regulations. As a generalist, duties vary greatly, including project work such as preparing for new regulation, investigating potential new investments and ownership of policies and procedures, the monitoring plan and the AML programme. This is a senior role requiring attendance at board meetings, submission of board reports and ultimately taking on accountability by holding SMF16/17. Candidates are sought with at least eight years' asset/fund management compliance experience seeking to develop their career in a small, autonomous and flat structured culture.
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk
