Our client is a fast-expanding, top-performing boutique asset manager based in the City offering an ethical proposition to investors. This is a fantastic opportunity for experienced investment operations specialists looking to utilise their regulatory reporting and investment rule coding and monitoring experience.
Alongside your BAU responsibilities, compliance rule administration, investment restriction monitoring, regulatory reporting and trade investigation, you will also support operational projects defining business requirements, initiating improvements to current processes and producing project deliverables. Prior project management experience is not required as formal training and development will be provided. However, compliance rule coding and monitoring is essential.
In this role you will be responsible for monitoring & escalating compliance and trade issues. Although Bloomberg experience is not essential, candidates will have a minimum of 5 years compliance administration experience to include coding Compliance Rules and reviewing violations. Prior Regulatory Reporting, trade and transaction reporting is also advantageous.
To be considered, candidates will have circa 5 years experience in an investment management operations role, will have prior experience of coding Compliance Rules and monitoring investment restrictions within an order management system, ideally Bloomberg. Candidates will also demonstrate an appetite to develop project management skills within the role. In return, our client offers a collaborative working environment and very generous benefits, including flexible working, a minimum of 3 days per week in the office.
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