Professional standards and investigations Officer

Have you investigated complaints and misconduct?

Are you a driven professional looking to make a meaningful impact in the field of regulatory compliance?

Do you want to use your skills and experience in working in a regulatory and disciplinary environment to become an integral part of our client's mission of upholding Professional standards and ensuring compliance within the organisation?

TPP are recruiting a Professional Standards Officer on a full-time, 12-month fixed term contract. You will become a key part of our client's mission, a leading professional membership body.

Work setting: Hybrid - 1-2 days a week in the office
Contract type: 12 months (FTC)

The Role:

As a Professional Standards Officer, you will play a major role in monitoring member compliance with Professional standards as set out in the regulatory framework and evaluating individuals seeking membership to determine their fit status.

Main responsibilities

Assessments:
*Support members in complying with Professional standards requirements.
*Gather and review evidence and conduct complaint and misconduct investigations.

Investigations:
*Manage an active caseload, covering fit and proper assessments and disciplinary investigations.
*Analyse evidence and present findings in a clear and concise report format.
*Prepare internal decision documents with recommended actions.

Compliance:
*Respond to queries from Licensed Members regarding practice assurance reviews.
*Collaborate with subcontractors to resolve data and member queries.
*Provide clear recommendations for high-risk cases and disciplinary action.

Anti-Money Laundering Supervision:
*Generate and analyse data for desk-based reviews of compliance with Money Laundering Regulations.
*Conduct desk-based interventions to check Anti-Money Laundering systems and controls.
*Update internal systems with review results and maintain records.

Essential requirements:

*Strong knowledge in investigation of complaints and misconduct.
*Excellent report writing skills, with strong time management and attention to detail skills.
*Experience in presenting information to conduct committees/panels.

If this sounds like the role for you, then we would love to hear back. We are reviewing CVs as and when we are receiving them so, if you are keen to apply, then please do so today!

TPP are always keen to speak with candidates looking to work in the sector so if this role isn't quite right for you, please do check out our website www.tpp.co.uk and pop your CV over to us!

We want you to have every opportunity to demonstrate your skills, ability and potential; please contact us if you require any assistance or adjustment so that we can help with making the application process work for you.