Address
Form of work- AML Compliance
- Investment management
- 6 months ftc
There is an excellent opportunity for a Senior AML/MAR Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role.
This role will report directly to the head of compliance
Key Responsibilities include.
- Assist in managing the risk within the AML/NAR regulations
- Ensuring the firm meets all regulatory requirements and or conduct risks
- Assist the head of compliance with oversight of the financial crime framework including market abuse, Sanctions, KYB, CDD, counter terrorist - financing and fraud
- Undertake checks to ensure core controls within AML and MARs are followed
- Log receipts of the FCA notice and good practice guidance
- Assist in the preparation of regulatory submission
- Actively maintain and update technical regulatory knowledge
- Proven experience working within compliance for a financial services institution with a good experience FCA & regulations governing investment/ stockbroking business
- Knowledge of AML and MAR regulations
- Proven experience in compliance and risk management
- Risk and control procedures
- Excellent written and verbal communication skills
- Proven experience to mentor and manager junior members of staff
They are looking for a candidate who is analytic, flexible, great at planning and organising they will also have great people management skills and can manage information well.
