Address
Form of workThis is a fantastic opportunity to join a dynamic and growing financial services group that is at the forefront of technological innovation and the future of financial advice. As part of their business growth, the opportunity has arisen for an individual to join a dynamic and growing financial services group as a key member of the compliance team.
As a File Reviewer, you will be working closely with and reporting to the Compliance Director with a focus on Compliance Monitoring and file reviews using a centralised system. The objective being to support financial compliance, positive client outcomes and risk management. You will be providing and managing feedback to IFAs, monitoring the advice given in accordance to the compliance framework. Undertaking pre-sale checks on client business for certain products and financial advisers and ad-hoc tasks to support general network compliance. You will have the chance to grow your skills and experience and be provided with the training and support to thrive in the role.
Offering a salary of up to £35,000 depending on experience and fully remote working available if desired - this is an exciting time to be part of a growing team!
- 25 days Holiday + Bank Holidays
- Pension scheme
- Death in service available after probation period
- SickPay
- Income Protection
If you are interested, apply now!
