Compliance Monitor jobs in South East

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COMPLIANCE MONITORING OFFICER

Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the Central Monitoring Team. The ideal candidate will have experience in Power BI, SQL, and Excel....

CompanyEames Consulting
AddressSouth East
CategoryHuman Resources
Salary£50,000 per annum
Job typePermanent, full-time
Date Posted a month ago See detail

Compliance Monitoring Officer

Eames Consulting

South East

£50,000 per annum

Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the Central Monitoring Team. The ideal candidate will have experience in Power BI, SQL, and Excel....

Compliance Monitoring Manager

Meraki Talent Limited

South East

Regulatory compliance. Retail Investment. Stockbroking. Internal documentation and staff interviews to ensure the firm is not exposed to risks. Ensuring the firm meets all regulatory requirements and or conduct risks. Quality repo...

12 month FTC - Compliance Monitoring Analyst - Commercial Banking - London

Corporate Recruitment Solutions

South East

Salary negotiable

Deliver the Banks Compliance Monitoring Plan. Maintain the regulatory risk horizon scan. Maintaining the Compliance records (policies, procedures, logs, registers). Support the Banks compliance risk management framework. Complia...