About the Role
Our client is a fast growing, fully independent bank who offer an alternative ethos centred around positive social impact lending. Due to continued growth, they have a brand-new role for a Compliance Monitoring Analyst - Commercial Banking to join their growing Risk team on a 12 month fixed term contract.
Responsibilities of theCompliance Monitoring Analyst - Commercial Banking - London role:
- Deliver the Bank’s Compliance Monitoring Plan
- Maintain the regulatory risk horizon scan
- Maintaining the Compliance records (policies, procedures, logs, registers)
- Support the Bank’s compliance risk management framework
- Compliance reporting to the Risk Committee and BCRC
- Support the UK GDPR compliance
- Deliver trainings on compliance related topics
- Assist with the implementation of an automated GRC (Governance, Risk, & Compliance) solution
Main tasks and responsibilities:
Strategic/Operational Objectives of theCompliance Monitoring Analyst - Commercial Banking - London role:
- Own and manage the Compliance Monitoring Plan and complete the required Testing and maintain the Bank’s CMP Methodology and make summary recommendations for improvements.
- Manage Regulatory Risk Horizon Tracker and undertake any related risk assessments.
- Maintain compliance related logs and registers and provide updates through monthly Compliance Report.
- Act as custodian of all Bank’s Policies. Maintain compliance with review guidelines and dissemination.
- Assist the DPO with UK GDPR compliance through management of data breach incidents, data subject requests, and other procedural matters.
- Monitoring the 'Compliance’ shared outlook mailbox and respond to requests for Compliance assistance.
- Deliver compliance inductions for new joiners and periodic training to relevant staff on compliance related topics.
Essential Skills and Experience of theCompliance Monitoring Analyst - Commercial Banking - London role:
- 2/3 years Compliance experience in a Financial Services environment/team
- Good IT skills - Office 365/Excel/PowerPoint
- Attention to Detail / Diligent
- Highly Organised
- Good Time Management
- Results Focused
Desirable Skills & Experience of theCompliance Monitoring Analyst - Commercial Banking - London Role
- Compliance qualifications
- Good Regulatory Knowledge
- Relationship Management Skills
For more info about theCompliance Monitoring Analyst - Commercial Banking - London role or to apply please send your CV across.