Compliance Analyst- Compliance Monitoring
£42000 - £47000 per annum
London
Banking sector
Role Profile
Successful Specialist bank. They have a created role which will provide development opportunities to the successful candidate.The role is an exciting opportunity within a smaller bank.
- Deliver the Bank's Compliance Monitoring Plan.
- Maintain the regulatory risk horizon scan.
- Maintaining the Compliance records (policies, procedures, logs, registers).
- Support the Bank's compliance risk management framework
- Compliance reporting to the Risk Committee and BCRC.
- Support the UK GDPR compliance.
- Deliver training's on compliance related topics.
Accountabilities
- Own and manage the Compliance Monitoring Plan and complete the required Testing and maintain the Bank's CMP Methodology and make summary recommendations for improvements.
- Manage Regulatory Risk Horizon Tracker and undertake any related risk assessments.
- Maintain compliance related logs and registers and provide updates through monthly Compliance Report.
- Act as custodian of all Bank's Policies, Regulatory documents, Committee Terms of Reference, Registers, Logs, and Procedures. Maintain compliance with review guidelines and dissemination.
- Assist the DPO with UK GDPR compliance through management of data breach incidents, data subject requests, and other procedural matters.
- Monitoring the 'Compliance' shared outlook mailbox and respond to requests for Compliance assistance.
- Deliver compliance inductions for new joiners and periodic training to relevant staff on compliance related topics.
Qualifications and Training:
- 2/3 years Regulatory Compliance experience in Financial services is essential.
- Good IT skills- Office 365/Excel/PowerPoint.
- Good Time Management.
- Results Focused.
- Relationship Management skills.
- Legal background (desired but not essential)
Please note sponsorship will not be provided by the employer.