Compliance Supervisor jobs in South East
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COMPLIANCE SUPERVISOR FOR FINANCIAL SERVICES CO
Review client files to confirm suitability and good consumer outcomes and adherence to regulatory and Company requirements and identify and require remedial action from members firms where necessary. To identify any Breaches or Mi...
| Company | Astral Recruitment |
|---|---|
| Address | West Sussex, England |
| Category | Human Resources |
| Job type | Permanent, full-time |
| Date Posted | 3 weeks ago See detail |
Compliance Supervisor for Financial Services co
Astral Recruitment
West Sussex, England
Review client files to confirm suitability and good consumer outcomes and adherence to regulatory and Company requirements and identify and require remedial action from members firms where necessary. To identify any Breaches or Mi...
3 weeks ago seen See more...
- View all Astral Recruitment jobs - jobs in West Sussex
Compliance Supervisor - Financial Services
Astral Recruitment
West Sussex, England
Our client is a successful and established Financial Advice firm in Horsham and they are currently looking for support in their compliance division You will provide support to all teams within the Compliance Department, including...
a month ago seen See more...
- View all Astral Recruitment jobs - jobs in West Sussex
Mechanical Compliance Supervisor
Rise Technical
Dartford, Kent
£28000.00 - £32000.00 per annum + Training + Progression
Processing of company documents . Resource management. Specialist industry training . Strong mechanical background . Commutable to Crayford . Looking to step into a senior position....
2 months ago seen See more...
- View all Rise Technical jobs - jobs in Dartford
Mechanical Compliance Supervisor
Rise Technical Recruitment Limited
Kent, England
£28,000 - £32,000 per annum
Processing of company documents . Resource management. Specialist industry training . Strong mechanical background . Commutable to Crayford . Looking to step into a senior position....
2 months ago seen See more...
Compliance Manager/Supervisor
Old Mill
Yeovil, Somerset
To succeed in this role you are likely to already have your ACA or ACCA under your belt or will be expecting to qualify soon.. In-depth knowledge of accounting principles, regulations, and standards. Strong analytical skills and...
a month ago seen See more...
- View all Old Mill jobs - jobs in Yeovil
Compliance Manager/Supervisor
Old Mill
Wells, Somerset
To succeed in this role, you must have exceptional attention to detail, and be able to analyse complex financial data and documents to identify potential compliance issues. Excellent communication skills and the ability to effecti...
a month ago seen See more...
- View all Old Mill jobs - jobs in Wells
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