Compliance Supervisor jobs in West Sussex, England
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COMPLIANCE SUPERVISOR FOR FINANCIAL SERVICES CO
Review client files to confirm suitability and good consumer outcomes and adherence to regulatory and Company requirements and identify and require remedial action from members firms where necessary. To identify any Breaches or Mi...
| Company | Astral Recruitment |
|---|---|
| Address | West Sussex, England |
| Category | Human Resources |
| Job type | Permanent, full-time |
| Date Posted | a month ago See detail |
Compliance Supervisor for Financial Services co
Astral Recruitment
West Sussex, England
Review client files to confirm suitability and good consumer outcomes and adherence to regulatory and Company requirements and identify and require remedial action from members firms where necessary. To identify any Breaches or Mi...
a month ago seen See more...
- View all Astral Recruitment jobs - jobs in West Sussex
Compliance Supervisor - Financial Services
Astral Recruitment
West Sussex, England
Our client is a successful and established Financial Advice firm in Horsham and they are currently looking for support in their compliance division You will provide support to all teams within the Compliance Department, including...
2 months ago seen See more...
- View all Astral Recruitment jobs - jobs in West Sussex
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