Investment Compliance jobs in South East

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INVESTMENT COMPLIANCE ANALYST

Analyse real time risk/compliance alerts to ensure consistency with investment mandates, and work with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts, working with technology and fron...

CompanyEfinancialcareers
AddressSouth East
CategoryBanking
SalaryCompetitive salary
Job typePermanent, full-time or part-time
Date Posted a week ago See detail

Investment Compliance Analyst

Efinancialcareers

South East

Competitive salary

Analyse real time risk/compliance alerts to ensure consistency with investment mandates, and work with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts, working with technology and fron...

Investment Compliance Analyst

Efinancialcareers

South East

Competitive salary

Analyse real time risk/compliance alerts to ensure consistency with investment mandates, and work with traders and portfolio managers to resolve exceptions. Manage pre-trade risk/compliance alerts, working with technology and fron...

Audit Manager - Core Compliance - Investment Banking

Efinancialcareers

South East

Competitive salary

A leading Investment Bank are looking to hire an Audit Manager (AVP)- Core Compliance into their expanding team in London. Seeking applicants who are subject matter experts in Core Compliance, although an audit background would be...

Compliance Manager AVP - Investment Banking

Efinancialcareers

South East

Competitive salary

This specific role will provide expertise relating to compliance and conduct risks, primarily within an Investment Banking environment. Applicants should have prior experience of working in compliance within the banking sector and...