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Laithwaite Financial Services jobs

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COMPLIANCE OFFICER

Monitoring paraplanning, suitability, client files and advice, offering constructive feedback as appropriate. Regulatory reporting including Gabriel returns, professional standards and competency, report & accounts. Advising on pr...

CompanyLaithwaite Financial Services
AddressWoking, Surrey
CategoryBanking
SalaryPart-time
Date Posted 2 months ago See detail

Compliance Officer

Laithwaite Financial Services

Woking, Surrey

Part-time

Monitoring paraplanning, suitability, client files and advice, offering constructive feedback as appropriate. Regulatory reporting including Gabriel returns, professional standards and competency, report & accounts. Advising on pr...

2 months ago seen See more...

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