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COMPLIANCE MANAGER - INVESTMENTS

Advise the business to help build great investing products that help our customers achieve their life goals. Manage relationships across the business. Provide compliance oversight of investing products and processes through monito...

CompanyBroadgate Search Ltd
AddressSouth East
CategoryBanking
SalarySalary negotiable
Job typePermanent, full-time
Date Posted a week ago See detail

Compliance Manager - Investments

Broadgate Search Ltd

South East

Salary negotiable

Advise the business to help build great investing products that help our customers achieve their life goals. Manage relationships across the business. Provide compliance oversight of investing products and processes through monito...

a week ago seen See more...

Compliance Manager

Merje Ltd

United Kingdom

£550.00 per day

At least 5 years experience of compliance within the IFA/wealth sector. Previously held CF10/11 or SMF16/17 (preferable). Detailed knowledge of FCA requirements relating to Investment Advisers. Regulatory/Compliance qualification...

a week ago seen

Streetworks Compliance Manager

Ibp Recruitment Ltd

Cumbria, England

Competitive salary

Ensure compliance across all teams with permit procedures and timelines to avoid fines. Assist in the coordination of Street works permits and NRSWA requirements with local authorities. Assist site teams with compliance on startin...

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Compliance Manager

Michael Page Legal

Avon, England

£45,000 - £55,000 per annum

Develop and implement an effective legal compliance program. Create sound internal controls and monitor adherence to them. Draft, modify and implement company policies. Collaborate with external auditors and HR departments. Revise...

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Compliance Manager

Morson Talent

South East

Supporting RAMS writing where required. IMS audit prep; reviewing and preparing this years audit sites, including hands-on tasks as necessary. Writing policies and procedure documents. Conducting IMS document reviews. Supporting...

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Housing Property Compliance Manager

Akton Recruitment Ltd

South Yorkshire, England

£300.00 - £350.00 per day, negotiable, OTE

Fire Safety Accountability: Serve as the accountable person for fire safety under the Building Safety Act 2022. Team Management: Lead a team of compliance officers and surveyors, ensuring high standards of performance, training, a...

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Risk and Compliance Manager

Boots

Nottinghamshire, England

Supporting the VP General Counsel, Boots and Head of Compliance & Trading Law to drive a positive culture of compliance and ethics across Boots (Boots UK, Boots Retail (Ireland) and Boots Opticians) and the No7 Beauty Company. Sup...

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Technical Compliance manager

Manucomm Recruitment

Somerset, England

£37,000 per annum

Technical Compliance Manager / Compliance Officer Food manufacturingFrome, Somerset / Wiltshire borderHydrid maybe possibleUpto 37k plus benefits My Client, a successful, innovative and expanding food company is looking to recrui...

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National Contractor & Compliance Manager

Hays Specialist Recruitment Limited

Wiltshire, England

£60,000 - £70,000 per annum

Your new companyA large distribution business is seeking a National Contractor Manager with very strong compliance experience for this diverse role, which involves regular UK travel. * Present compelling insights and proposals to...

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Compliance Manager

Fram Search

London, England

Salary negotiable

Salary + bonus. Boutique asset manager. No SMF responsibilities....

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ROL Data and Compliance Manager

Reed.co.uk

South East

Provide leadership and independent subject matter expertise as a key resource and point of contact to the business, partner functions, and other key stakeholders to inform and advise operations of their obligations under the GDPR...

a week ago seen

Data Compliance Manager

Think Specialist Recruitment

Hertfordshire, England

£45,000 - £50,000 per annum

ISO27001 implementation, maintenance and audit. Managing Data Security and GDPR queries. Continually monitor and improve security of infrastructure, working with Management and Implementation team. Drafting responses to tender doc...

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Transport Compliance Administrator

Goldstar

Berkshire, England

Compliance: Help to ensure all transport activities comply with legal and regulatory requirements.Conduct audits and inspections of transport operations and documentation.. Help to ensure all transport activities comply with legal...

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Data and Compliance Manager

Reed.co.uk

South East

Provide leadership and independent subject matter expertise as a key resource and point of contact to the business, partner functions, and other key stakeholders to inform and advise operations of their obligations under the GDPR...

a week ago seen

Compliance Manager

Sanderson

South East

Extensive experience within the Lloyd's of London insurance market. Thorough understanding of PRA (Prudential Regulation Authority) and FCA (Financial Conduct Authority) requirements. Ensure the organisation's adherence to Lloyd's...

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Compliance Manager

The Legists

Warwickshire, England

£35,001 - £45,000 per annum

To apply or to register your interest, please call Theresa Lucas on and quote Job Ref:TL6266 You will be responsible for overseeing and managing the legal compliance and regulatory policies to ensure the firm maintains its standa...

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Transport Manager

Search

Staffordshire, England

Competitive salary

We are currently seeking a talented individual for our client based in the West Midlands. You will oversee a moderate fleet size of circa 15 vehicles with room for growth. All job specific training will be provided.As Transport Ma...

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Transport Manager - FMCG

Michael Page

London, England

£50,000 - £60,000 per annum

Ensure all relevant Fleet and Drivers are compliant with zero tolerance approach on defects. Ensure exceptional levels of Health & Safety ensuring all new recruits are fully trained and training material is up to date. Deliver KPI...

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Transport Manager

The Staffing Network Limited

Bedfordshire, England

£45,000 - £55,000 per annum

- Management of VC and /km through KPIs, implementing strategies devised in conjunction with wider team to deliver improved efficiency and savings. About You:- Ambitious and enthusiastic, with a passion for excellence.- A Transp...

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HSE Compliance Manager

Prime Appointments

Southend-on-Sea, Essex

£40,000 - £45,000/annum Depending on level of experience

24 days holiday plus bank holidays. Hours of work are 8am to 5pm Monday to Thursday and 8am to 1pm Friday. Health Care Cash Plan. Contributory Pension Scheme and Life Assurance. Employee Assistance Programme and Company Sick Pay S...

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Corporate Compliance Manager - Hybrid 4/1

City Recruitment Associates Ltd

London, England

not provided

Our client , City of London Based Bank with a global presence, seek a AVP, Compliance to support the Head of Compliance in executing a comprehensive programme across the whole of the banks Group. This role has a broad mandate and...

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Compliance Manager

Yolk Recruitment

Cardiff, Wales

£50000 - £60000.00 per annum + hybrid working, pension,

The office locations are based in Cardiff and London, with the team also situated in Manchester, necessitating occasional travel to other offices.Your RoleAs part of the second line of defence function, you will be responsible for...

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Group F&I Compliance Manager

The Solution Auto

Stretford, Greater Manchester

£45,000 - £50,000/annum £45K - £50K Basic

A fantastic opportunity has arisen, if you're 'Top of your game' with F&I and looking for your next exciting challenge, then read on.. Group F&I Compliance Manager vacancy.. Working with the No1 motor trade employer in the North W...

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Transport Business Development Manager

James Recruitment Ltd

Merseyside, England

£50,000 - £80,000 per annum

Full manual driving license. Experience of working in a proactive cold calling sales role either on the phone or face-to-face. Influencing skills are essential, this is a competitive industry. Ideally transport industry experience...

4 days ago seen See more...

Transport and Warehouse Manager / Operations Manager

Mandeville

United Kingdom

Competitive

Mon-FriA fantastic opportunity has arisen for a Transport and Warehouse Manager to join this national distributor of products for the construction industry. The roleSupporting with the site health and safety, logistics, order fulf...

4 days ago seen

Transport and Warehouse Manager / Operations Manager

Mandeville Recruitment Group

United Kingdom

33000.00 - 36000.00 GBP Annual

Mon-FriA fantastic opportunity has arisen for a Transport and Warehouse Manager to join this national distributor of products for the construction industry. The roleSupporting with the site health and safety, logistics, order fulf...

4 days ago seen

Transport Operations & Compliance Administrator

Menzies Distribution Ltd

Knowsley, Merseyside

£26,000/annum

Location: Knowlsey. Salary: 26K Per Annum. Hours: 06:00-14:00. Shift Pattern: Monday to Friday. Monthly Pay. Full knowledge & be able to lead the compliance of transport systems such as; MYLES, iTrent, TMS, ESP, Effective & Inmot...

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Compliance and Operational Risk Manager (Equities)

About Bank Of America

London, Greater London

Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...

5 days ago seen See more...

Regional Cleaning Manager Transport

Ocs

Wiltshire, England

Competitive salary

Service Delivery, including input (resource, equipment, policies and procedures, training, etc. and output (volumes and standards). Overseeing the rotas and people matters for all employees across the sites. Working collaborativel...

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Transport Operations Manager

Reed Procurement & Supply Chain

Suffolk, England

£72,000 per annum, negotiable, inc benefits

Innovative Environment: Work with cutting-edge technology and innovative solutions that are transforming the industry. Global Impact: Be part of a team that plays a crucial role in global trade, connecting markets and people from...

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