We're looking to hire on behalf of a leading trade platform for an interim Compliance Officer. The ideal candidate will have spent 3-5 years within a trading firm, engaging in generalist compliance duties, including:
- Advising on domestic compliance rules and regulations
- Conducting compliance monitoring reviews
- Engaging in trade surveillance activities
- Helping with regulatory reporting requirements
- Production of MI for senior stakeholders
For more information including the full job description, please apply or get in touch directly.