Compliance Officer

Compliance Officer - Insurance - Hybrid working - London, City

Hybrid working - 1-2 days per week working in offices in the City of London and the remainder remotely

Our Client, a consultancy specialising in the Insurance Market are looking for a Compliance Officer to join them

Key responsibilities:-

• To prepare, manage and maintain all company policies and procedures in liaison with Management. To include Information Security, Cyber, Data Protectins, internal employment policies and procedures
• to assist with Sarbanes Oxley process reviews and documentation
• To own certification processes including SOC 2 Type II processes and controls, Cyber, client vendor assessments
• To review and maintain risk register
• To maintain register of all company licences, expiry dates and renewals
• Regular documented reviews of all company policies and procedures to ensure compliance with regulatory requirements to include formal sign off
• Responsible for handling customer questionnaires and compliance audits in timely fashion
• Prepare and host regular company updates and training regarding policy updates
• Review and share appropriate regulatory and legal updates

Skills / Experience required:-

• Previous experience working in Financial Services (preferably Insurance) is highly desirable
• Previous experience working as a Compliance Officer
• Legal compliance
• Research skills
• Auditing