Compliance Testing Officer - Vp

Requirements:

·    Minimum of 5 years of experience in internal and/or external audit, Compliance Testing team or a similar function within the financial industry

·    Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional testing, surveillance systems, and reporting activities

·    Strong interpersonal skills with the ability to both work independently and collaboratively and with people at all levels of the organization

·    Advanced analytical skills

·    Intermediate knowledge and understanding of securities/banking rules, regulations, by-laws, policies and procedures

·    French would be an advantage

·    Degree educated or equivalent