Principal Responsibilities • Member of a team that monitors the firm’s Regulatory Reporting obligations. This will include: o MiFID II trade and transaction reporting o Short sale reporting o Long Position reporting o REMIT reporting o MAS position & valuation reporting OTC Derivative Reporting is also very useful. • Manage Regulatory Reporting changes, including: o Working with Legal & Compliance to interpret any rule changes o Writing requirements to assist with implementation o Project manage key deliverables • Assess on a continuous basis Regulatory Reporting risks, and introduce or enhance controls as required • Assist with the documentation and implementation of processes and procedures for monitoring compliance across transaction reporting regimes • Build and manage MI and reporting process to track control failures and resolution times • Assist with the resolution of failed, inadequate or missing controls • Remain current on the Regulatory Reporting landscape • Ensure the Operations department is fully compliant with regulatory requirements at all times Qualifications/Skills Required • Project management skill set • Exposure to Regulatory Reporting – preferably MiFID and/or MAS • Proven understanding of Regulatory Reporting obligations and their impact on Operations • Good knowledge of financial instruments across equities, fixed income and commodities • Able to prioritize in a fast moving, high pressure, constantly changing environment • Excellent communication and interpersonal skills • Strong organizational and problem solving skills • Knowledge of SQL, Alteryx & Tableau • Advanced MS Office skills, including Excel PowerPoint and Word • Ability to manage a range of stakeholders • Good team player with a strong willingness to participate and help others