Market Abuse Manager UK

Are you a Market Abuse, Surveillance or Compliance Monitoring Specialist with Financial Services experience?

Our client, a Fintech and trading brokerage, are looking to hire a Market Abuse Manager (no line management!) with ideally at least 3 years' of previous trade surveillance / compliance monitoring experience.

Based in their London (City) office and offering a competitive base salary up to £80,000. Alongside 1 day working from home, pension, annual leave, and wider benefits!

Responsibilities:

• You will support the Head of Compliance & MLRO with managing the group's UK Market Abuse framework and ensuring potential related risks are identified.
• Provide sound advice and act as a stakeholder in relation to trade surveillance and Market Abuse matters and build relationships with Front office to undertake smooth investigations.
• Lead on Market Abuse investigations and perform daily trade surveillance activities.

Ideally you will be or have:

• 3 years (at least) of previous compliance monitoring and trade surveillance experience within a Financial Services (ideally trading / brokerage) environment.
• Practical knowledge of Market Abuse practices and conduct regulations and undertaking the Market Abuse risk assessment.
• An excellent communicator with comfortability liaising with stakeholders at all levels (Director / Senior Management).
• Detailed knowledge of FCA Regulations, horizon scanning in relation to Market Abuse regs, conduct reviews and drafting STOR forms ready for submission to the FCA.
• A collaborative nature, relationship builder and desire to influence a positive and pro-active approach towards compliance.

If this sounds like a fantastic opportunity for you, or someone in your network, and you're interested in hearing more. - Please apply today!