Address
Form of work
SalaryAssist the Head of Audit with the respective Portfolio, risk universe sections, risk assessments and audit plans.
- Ownership of the assigned area of responsibility during the engagement and manage the stakeholders (both internally and externally). May have responsibility to work on multiple engagements concurrently.
- Devises effective and efficient tests of key controls, executes and documents audit work and concludes on the results of audit tests and overall effectiveness of controls.
- Escalates audit issues to senior management. Interacts with auditee and audit team to develop and negotiate solutions.
- Assess regulatory requirements and trends in financial markets and incorporate this into continuous monitoring activities. Deliver continuous monitoring assignments for agreed audit entities under the supervision of Head of Audit
An understanding of global regulation requirements for a markets business is essential; Market Conduct, MiFID, Volcker etc.
