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Full-time Compliance Consultant jobs

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IFA COMPLIANCE CONSULTANT

Diploma Qualified. Experienced of reviewing files for IFAs. Compliance experience. Attention to detail. Pragmatic approach to compliance. Willingness to work with advisers. Salary - To Be Discussed. 3% pension contribution. 4x li...

CompanyCoast Specialist Recruitment
AddressSouth East
CategoryHuman Resources
Salary£44,000 - £55,000 per annum
Job typePermanent, full-time
Date Posted 4 days ago See detail

IFA Compliance Consultant

Coast Specialist Recruitment

South East

£44,000 - £55,000 per annum

Diploma Qualified. Experienced of reviewing files for IFAs. Compliance experience. Attention to detail. Pragmatic approach to compliance. Willingness to work with advisers. Salary - To Be Discussed. 3% pension contribution. 4x li...

4 days ago seen See more...

Compliance Risk Consultant New

Robert Walters

West Midlands, England

£42,500 - £55,000 per annum

Assessing risk and compliance vulnerabilities and implementing controls to mitigate these vulnerabilities. Developing corrective action plans and guidance to identify future risk and compliance vulnerabilities. Developing, deliver...

4 hours ago seen See more...

GROUP COMPLIANCE MONITORING CONSULTANT New

Efinancialcareers

South Glamorgan

Competitive salary

Providing oversight of first line activities by monitoring and investigating risks. Focusing on Conduct Risk and Consumer Outcome but also getting involved in Operational risk reviews. Ensuring that any suggested changes and remed...

14 hours ago seen

Compliance Consultant - Paragon Medics

Paragon Medics

New South Wales, Australia

Ensure registered doctors are compliant with industry standards to work in a hospital setting Consult with the recruitment team to ensure a smooth transition for locum doctors and hospitals Partner with hospital administration tea...

6 days ago seen

GROUP COMPLIANCE MONITORING CONSULTANT

Efinancialcareers

South East

Competitive salary

Providing oversight of first line activities by monitoring and investigating risks. Focusing on Conduct Risk and Consumer Outcome but also getting involved in Operational risk reviews. Ensuring that any suggested changes and remed...

4 days ago seen

Regulatory Compliance Consultant

Efinancialcareers

South East

Competitive salary

Enhance, draft, and maintain policies, procedures, and other compliance-related governance documents. Handle Market Soundings from external parties and manage trading restrictions and related activities. Develop and deliver compli...

a month ago seen See more...

Compliance Consultant

Resource Matters Ltd

Merseyside, England

Salary negotiable

Carry out file reviews and maintain a log of checks undertaken:. Check all documentation for completeness and consistency. Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary...

a month ago seen See more...

IFA Compliance Consultant

Coast Specialist Recruitment

England

£44,000 - £55,000 per annum

Diploma Qualified. Experienced of reviewing files for IFAs. Compliance experience. Attention to detail. Pragmatic approach to compliance. Willingness to work with advisers. Salary - To Be Discussed. 3% pension contribution. 4x li...

a month ago seen See more...

Part Time Compliance Consultant

Get Recruited Ltd

Devon, England

£35,000 - £36,500 per annum, inc benefits

Show strong relationship management skills to members and provide support. Provide advice and training to members on all aspects of social responsibility and compliance. Build and maintain strong relationships. Travel to meet memb...

a month ago seen See more...

IT Risk & Compliance Consultant

Provide

South East

£500.00 - £600.00 per day

Perform a business impact assessment (BIAs) for key business and support functions. Leverage the output of the above BIA to identify and map data flow diagrams for each product, including identification of all upstream and downst...

2 months ago seen See more...

Trainee Compliance Consultant

Talent84 Ltd

Tyne And Wear

£23,795 - £29,795 per annum

Act as a third-party consultant to directly authorised firms. Work towards the Level 4 Diploma, to become a qualified Compliance Consultant. Responding to emails and phone calls in a timely manner. Conducting biannual compliance a...

2 months ago seen See more...

Compliance Consultant/T&C - Financial Planning, existing clients.

St Resourcing Ltd

Cumbria, England

£50,000 - £55,000 per annum

Having the skills and experience to be successful in a consultancy role requires confidence that what you promise to clients, can be delivered. Due to retirement, this role is available with an established Compliance consultancy f...

2 months ago seen See more...

Compliance Consultant- IFA

Njr Recruitment

England

£45,000 - £50,000 per annum

This will involve: " Carry out background research of firm through: (FCA website search; Any recent technical helpdesk contact or enquiries; and other recent contact for example: last visit report, file reviews undertaken or finan...

2 months ago seen See more...

Compliance Risk Consultant

Caterpillar

Solihull, West Midlands

Supports compliance with the enterprise and business division's ethical standards, policies & procedures, applicable laws & regulations, and examines any non-compliance issues, including the evaluation and examination of the adequ...

2 months ago seen See more...

Senior Consultant - Permitting and Compliance

Rps Group Limited

Bristol, England

The Team supports a range of projects including waste management, conventional and renewable energy, oil and gas and other major industrial clients.RPS is a leading global environmental consultancy. Who were looking forMSc in an...

2 months ago seen See more...

What should I search to find Full-time Compliance Consultant jobs?

People who searched for Full-time Compliance Consultant jobs also searched for Consultant, Sale Consultant, Travel Consultant, Compliance Manager, Senior Consultant, Compliance Officer, Consultant Psychiatrist, Compliance Administrator, Associate Consultant, Business Travel Consultant, Compliance Analyst, Business Development Consultant, Education Consultant, Technical Consultant, Customer Service Consultant, . If you're getting few results, try a more general search term. If you're getting irrelevant result, try a more narrow and specific term.

What companies are hiring for Full-time Compliance Consultant jobs?

The top companies hiring now for Full-time Compliance Consultant jobs are eFinancialCareers, Cobra Network,

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