Compliance Risk Consultant

Career Area:

Job Description:

Your Work Shapes the World at Caterpillar Inc.

When you join Caterpillar, you're joining a global team who cares not just about the work we do – but also about each other.  We are the makers, problem solvers, and future world builders who are creating stronger, more sustainable communities. We don't just talk about progress and innovation here – we make it happen, with our customers, where we work and live. Together, we are building a better world, so we can all enjoy living in it.

Role Definition:

• Supports compliance with the enterprise and business division's ethical standards, policies & procedures, applicable laws & regulations, and examines any non-compliance issues, including the evaluation and examination of the adequacy of internal controls

Responsibilities:

• Act as a compliance officer for the UK, Ireland and Netherland offices for Caterpillar’s financial services division.
• Directing and participating in the risk and compliance education of the Northern European region, ensuring ongoing and follow up education including regulations, policies, procedures and trends.
• Developing, initiating and revising policies and procedures for the general operation of the business unit's compliance program and its related activities.
• Identifying potential risk and compliance vulnerabilities; developing corresponding corrective action plans for resolution of these issues and providing guidance for use in future situations.
• Supporting business in assessing and testing Compliance Risks and implementing controls to mitigate risks.

Role Requirements:

• Knowledge of laws and regulations relating to the banking and financial services industry (including FCA consumer credit, anti-money laundering), identify, respond, and take appropriate actions to ensure compliance with financial laws and regulations.
• Knowledge of regulatory environment; ability to help an organization comply with regulations and follow the organization-specific policies, procedures and guidelines, affecting business practices.
• Monitors current market practices to ensure alignment with applicable law and regulations.
• Implements and provides training on specific policies or practices based on laws or regulations and corporate compliance program requirements.
• Cites major financial policies and standards that govern one's own line of financial business.
• Explains the purpose and necessity of regulations, policies, and guidelines
• Recognizes changing demands and priorities; validates changes with management.
• Responds to day-to-day operational priorities while still making progress on project work.
• Strong understanding of effective communication techniques with an ability to appropriately communicate at all levels of the business.
• Ability to apply processes, tools and techniques for assessing and controlling an organization's exposure to Compliance Risks.

Desired experience:

• Knowledge of anti-money laundering, data privacy and financial services regulations.
• Previous experience within a compliance officer or risk manager position or a background in audit or legal.

Additional Information:

• This role is a hybrid position and would require any successful candidate to commit to a 3 day per week in office requirement.

NB. The panel cannot make assumptions when shortlisting therefore please demonstrate your qualifications and experience on your CV relevant to the criteria outlined.
 

Pending the number of applications, the criteria for the position may be enhanced to facilitate shortlisting.
 

Your Work Shapes the World at Caterpillar Inc.

Our common values and focus on inclusion and respect drive the decisions made by our company, teams and people. This is why we are committed to hiring and building diverse teams representative of the customers we serve globally. When you join our team, you can apply your unique life and job experiences and work in an environment where your ideas are heard, your contributions are celebrated, and your whole-self matters.

When you join Caterpillar, you're joining a global team who cares not just about the work we do – but also about each other. We are the makers, problem solvers and future world builders who are creating stronger, more sustainable communities. We don't just talk about progress and innovation here – we make it happen, with our customers, where we work and live. Together, we are building a better world, so we can all enjoy living in it.

About Cat Financial

Cat Financial is a subsidiary of Caterpillar Inc., the world’s leading manufacturer of construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. For more than 40 years, Cat Financial has provided a wide range of financing solutions to customers and Cat® dealers for machines, engines, Solar® gas turbines, genuine Cat parts and services. Headquartered in Nashville, Tennessee, Cat Financial serves customers globally with offices and subsidiaries located throughout North and South America, Asia, Australia, Europe and Africa. Visit cat.com to learn more about Cat Financial.

What will Caterpillar do for you?
Job Title: Compliance Risk Consultant

Salary: £42,515 – £55,269
Contract: Fulltime
Hours: Full time 37.5 hours, hybrid working with 3 days a week in the office
Benefits:
24 days annual leave increasing with service to 30 days,
11% performance bonus (Paid quarterly)
Share Scheme
Non-contributory Pension Scheme 10%
Private Medical Insurance
Dental and Vision Scheme
Life Insurance
Location: Solihull
Travel: 10%
Job reference: R0000256460

Caterpillar is an Equal Opportunity Employer and considers applicants for all positions without regard to race, colour, religion or belief, sex, age, national origin, citizenship status, marital status, military/veteran status, genetic information, sexual orientation, gender identity, physical or mental disability or any other characteristic protected by applicable laws. 

Caterpillar is committed to creating a dynamic work environment that values diversity and inclusion, respect and integrity, customer focus, and innovation. For more information, visit   https://www.caterpillar.com/en/careers/why-caterpillar.html   

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Posting Dates:

Caterpillar is an Equal Opportunity Employer (EEO).

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