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Permanent Compliance Associate jobs

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COMPLIANCE ASSOCIATE - ASSET MANAGEMENT

experience in a compliance role within an Asset Management environment (1-3 years). relationship-building skills with the ability to engage proactively with portfolio managers and colleagues at all levels. knowledge of the FCAs r...

CompanyMerje Ltd
AddressSouth East
CategoryBanking
Salary£70,000 - £75,000 per annum
Job typePermanent, full-time
Date Posted 4 days ago See detail

Compliance Associate - Asset Management

Merje Ltd

South East

£70,000 - £75,000 per annum

experience in a compliance role within an Asset Management environment (1-3 years). relationship-building skills with the ability to engage proactively with portfolio managers and colleagues at all levels. knowledge of the FCAs r...

4 days ago seen See more...

Compliance, Equities Compliance, Derivatives and Structured Products, Associate, London

Efinancialcareers

South East

Competitive salary

Provide real-time compliance advice to business personnel of all levels, with regards to the rules, regulation and internal policies that govern their businesses. Compliance representative for business-led projects/initiatives. De...

2 days ago seen

Compliance Associate

Verlingue

Lancashire, England

£45,000 per annum

Department: Operations Location: Manchester / Redhill / Gloucester / Staines Reporting To: Head of Compliance Main purpose of jobCompany VisionTo build a large, European, independent, family-owned insurance brokerage group in whic...

2 weeks ago seen See more...

Risk and Compliance Associate / Qualified / Legal

Legal, Professional Services

Southampton, Hampshire

Up to £75,000 + benefits

Collaborate with legal professionals to ensure compliance with regulatory requirements, industry standards, and internal policies. Conduct risk assessments and develop strategies to mitigate potential risks. Monitor and evaluate c...

2 weeks ago seen See more...

Risk and Compliance Associate / Qualified / Lega;

Hays

Southampton, Hampshire

£65000.0 - £75000.0 per annum + Up to £75,000

Collaborate with legal professionals to ensure compliance with regulatory requirements, industry standards, and internal policies. Conduct risk assessments and develop strategies to mitigate potential risks. Monitor and evaluate c...

2 weeks ago seen See more...

Compliance Associate

Stride Resource Management Ltd

Lancashire, England

The brokerage seeks a diligent professional who is Cert CII qualified, demonstrating a robust understanding of the insurance industry's regulatory framework. Your expertise will be crucial in steering the company through the compl...

2 weeks ago seen See more...

Compliance, Equities Compliance, Associate, London

Efinancialcareers

South East

Competitive salary

Provide real-time compliance advice to business personnel, with regards to the rules, regulation and internal policies that govern their businesses. Assisting with the interpretation and implementation of new rules/regulation/guid...

a week ago seen See more...

Compliance Associate, Fraud & Financial Crime 12m FTC

Efinancialcareers

South East

Competitive salary

Advising clients on UK Financial Crime regulatory requirements, expectations, and industry practices. Performing independent reviews of systems and controls for clients. Providing guidance and recommendations to clients on enhanci...

a month ago seen See more...

Risk and Compliance Associate / Legal

Hays

Bath / Southampton, UK

Up to £75,000 + benefits

Collaborate with legal professionals to ensure compliance with regulatory requirements, industry standards, and internal policies. Conduct risk assessments and develop strategies to mitigate potential risks. Monitor and evaluate c...

a month ago seen See more...

Regulatory Compliance Associate

Templarfox Consultancy

West Yorkshire, England

£30,000 - £40,000 per annum

Responding to market opportunity and business requirements within online and regulated sectors. o Experience in Post Market Surveillance PMS, collation, review and writing The ideal candidate: o Will have a degree or equivalent qu...

a month ago seen See more...

Risk and Compliance Associate

Hays

Southampton / Bristol

Up to £75,000 + benefits

Collaborate with legal professionals to ensure compliance with regulatory requirements, industry standards, and internal policies. Conduct risk assessments and develop strategies to mitigate potential risks. Monitor and evaluate c...

a month ago seen See more...

Compliance Associate

Rev & Regs Limited

London, England

£55,000 - £60,000 per annum

Support the Head of Compliance with the development and implementation of an annual Compliance Plan. Tracking activities of the compliance resources against deliverables. Manage Compliance Projects - preparing deliverables and rep...

2 months ago seen See more...

Senior Compliance Associate (Payments)

Finitas

London

£55000 - £60000 per annum

Senior Compliance Associate - Leading Payments Firm - 55,000 p/aYou will need to have- 5+ years of Card Scheme Compliance Experience / Regulatory Compliance experience- 2nd Line compliance experience- Knowledge of FCA Regulations...

2 months ago seen See more...

Compliance Associate Manager

Bct Resourcing

London, England

£60,000 - £80,000 per annum

Compliance Associate-ManagerCity of London60,000 - 80,000 per annumI am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known clients in London.My client operates with...

2 months ago seen See more...

Compliance Associate

Honeycomb Jobs Ltd

County Tyrone, Northern Ireland

£20,000 - £30,000

Salary- 25-30k. Standard pension. 28 holidays. Additional holiday buying scheme. On site parking. Newly renovated work space. 1pm finishes on Fridays. Regular team building activities! Processing of financial data and producing r...

2 months ago seen See more...

Compliance Associate-Manager

Oliver James

South East

£60,000 - £80,000 per annum

Monitoring - run the plans, generate and collate information for the reg compliance function. Working closely with other parts of the business such as corporate finance. Helping clients build capital - providing advice and guidanc...

2 months ago seen See more...

Compliance, Legal & the Conflicts Resolutions Group, Associate, London

Efinancialcareers

South East

Competitive salary

Global Compliance prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-...

2 weeks ago seen See more...

Compliance, Financial Crime Controls Conduct & Integrity Associate, Birmingham

Efinancialcareers

West Midlands, England

Competitive salary

Managing conduct risk-related data feeds, sources and archives that support and enable the firm's conduct outcome inventory and conduct risk monitoring platform. Generating conduct risk metrics and associated reporting to regulato...

2 weeks ago seen See more...

Compliance, Regulatory Compliance, Associate, London

Efinancialcareers

South East

Competitive salary

Identifying data sources / owners, obtaining and reviewing data in order to produce the firm's response to enquiries. This may include trading data, copies of electronic communications and voice recordings, client documentation, e...

a month ago seen See more...

Senior Associate, Capital Markets Compliance

Efinancialcareers

South East

Competitive salary

Provide timely and accurate input/advice to the supported businesses on regulatory projects and business initiatives, including new instrument screening. Owning regulatory calendars, compliance procedures and owning the production...

a month ago seen See more...

Compliance Support Associate

Collaborate Recruitment

Dorset, England

£25,000 - £26,000 per annum, inc benefits

Provide guidance and advice to all departments, relating to compliance matters. Approve financial promotions for representatives and internal departments to ensure that they are clear to customers and in line with FCA rules. Revie...

a month ago seen See more...

Compliance, Equities Compliance, Electronic Trading Compliance, Associate, London

Efinancialcareers

South East

Competitive salary

Provide real-time compliance advice to business personnel, with regards to the rules, regulation and internal policies that govern their businesses. Assisting with the interpretation and implementation of new rules/regulation/guid...

a month ago seen See more...

Associate, Tax Reporting & Compliance II

Efinancialcareers

Lancashire, England

Competitive salary

Maintain oversight and awareness of all tax related service and satisfaction indicators; identify areas of concern and opportunities for improvement, agree action plan and timeframes with the client and you team leader and deliver...

2 months ago seen See more...

Indirect Tax Compliance - Senior Associate

Pwc

Birmingham, West Midlands

Competitive

Dealing with client financial data and processing into our Indirect Tax Technologies. Reviewing the client specific exception reports produced by the technology. Managing deliverable and contractual scope to ensure delivery agains...

2 months ago seen See more...

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