Company

EfinancialcareersSee more

addressAddressSouth East
type Form of workPermanent, full-time
salary SalaryCompetitive salary
CategoryEducation

Job description

OUR IMPACT
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
YOUR IMPACT
We are recruiting for an Analyst/Associate level position to join the Derivatives and Structured Products team within Equities Compliance, providing first line compliance support and advice to Sales, Trading, Structuring and Strats within the Equity Derivatives, Systematic Trading Strategies and Structured Products businesses. The candidate should be able to work in a multi-dimensional business environment that is heavily client focused and organise their time to deal with real-time issues as well as delivering on a diverse project workload.
HOW YOU WILL FULFILL YOUR POTENTIAL
  • Provide real-time compliance advice to business personnel of all levels, with regards to the rules, regulation and internal policies that govern their businesses
  • Compliance representative for business-led projects/initiatives
  • Developing and updating policies & procedures to applicable businesses
  • Develop and deliver training as part of ongoing Compliance training program tailored to suit the individual requirements of our various businesses, in addition to delivering ad-hoc training as and when required
  • Partner with Federation Compliance and other support functions in resolving queries
  • Co-ordinate with the broader Global Compliance Team on EMEA initiatives and projects as a representative for Equities Compliance
  • Assist with the annual Compliance Risk Assessment
  • Partner with Surveillance and Financial Crime Compliance in resolving surveillance alerts identified systematically or via desk escalation
  • Assessing the impact of new financial regulations, setting internal Compliance policies and providing appropriate guidance
  • Coordinate and review responses to exchanges/regulators
  • Review and provide Compliance sign off for electronic trading activities relating to our various businesses
  • Review and provide Compliance sign-off for new index approval requests, systematic trading strategies and their associated marketing materials

SKILLS & EXPERIENCE WE'RE LOOKING FOR
  • Analyst/Associate level
  • Degree level or equivalent (not essential if relevant working experience)
  • Good understanding of capital markets, with benchmarks / derivatives / Structured Products knowledge an advantage, but not required
  • Experience of performing a Compliance advisory role in a global investment bank and understanding of applicable regulations and rules (MiFID, MAR/MAD, COBS, exchange rules) an advantage, but not required
  • Pro-active, self-motivated, enthusiastic, well organised and keen to learn
  • Ability to work independently, be a strong team player and manage relationships/stakeholders at all levels
  • Demonstrates the ability to resolve conflict, deal with confrontation, and remain calm under pressure

ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://careers/footer/disability-statement.html
© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
Refer code: 3376302. Efinancialcareers - The previous day - 2024-05-21 15:05

Efinancialcareers

South East
Jobs feed

Intelligence Officer

Service Care Solutions

Plymouth, Devon

£15 - £16.66/hour

Commercial and Operations Manager - Leisure Sports Centre

Flow Sports Personnel Ltd

Hillingdon, Greater London

£40,000/annum + Great Benefits (Incl 38 days A/L)

Investigator MIU (Family Liaison Officer)

Red Snapper Recruitment Limited

Worcester, Worcestershire

£16 - £21.59/hour

Nursery Practitioner / Learning Support

Childbase Partnership

Twyford, Berkshire

£11.77 - £14.84/hour £11.77-£14.84 per hour

Nursery Assistant

Tigerlily Childcare Berks And Bucks

Henley-on-Thames, Oxfordshire

£12/hour

Early Years Practitioner

Nottingham College

Nottingham, Nottinghamshire

£22,075 - £22,100/annum

Exciting Opportunities for Nursery Nurses in Sheffield!

Teacheractive

Sheffield, South Yorkshire

£12 - £14/hour dependent on qualifications and experience

Nursery Assistant Level 3 Only

Teacheractive

Nottingham, Nottinghamshire

£11 - £12/hour

Early Years Practitioner

Gsl Education - Yorkshire

Sheffield, South Yorkshire

£95 - £105/day

Nursery Practitioner

Flow Sports Personnel Ltd

Falmer, East Sussex

£26,000/annum + Benefits

Share jobs with friends

Related jobs

Compliance, Equities Compliance, Derivatives And Structured Products, Associate, London

Risk and Compliance Associate / Legal

Legal, Professional Services

Up to £75,000 + benefits

Southampton / Bristol

2 weeks ago - seen

Regulatory Compliance Associate

Hobson Prior

GBP27000 - GBP30000.00 per annum

Leeds, West Yorkshire

2 weeks ago - seen

Compliance Associate - Asset Management

Merje Ltd

£70,000 - £75,000 per annum

South East

4 weeks ago - seen

Quality, Technical & Compliance Officer

Aldena Associates Ltd

£30,000 - £35,000 per annum, negotiable

Essex, England

4 weeks ago - seen

Compliance, Equities Compliance, Associate, London

Efinancialcareers

Competitive salary

South East

4 weeks ago - seen

Assistant Director of Health and Safety Compliance

Panoramic Associates

£500 - £550/day

Buckinghamshire, England

a month ago - seen

Compliance Associate

Verlingue

£45,000 per annum

Lancashire, England

a month ago - seen

Assistant Director of Health and Safety Compliance

Panoramic Associates Limited

£500.00 - £550.00 per day

South East

a month ago - seen

Risk and Compliance Associate / Qualified / Legal

Legal, Professional Services

Up to £75,000 + benefits

Southampton, Hampshire

a month ago - seen

Compliance, Legal & the Conflicts Resolutions Group, Associate, London

Efinancialcareers

Competitive salary

South East

a month ago - seen

HR & Compliance Manager

Kenneth Brian Associates Limited

Salary negotiable

Surrey, England

a month ago - seen

Risk and Compliance Associate / Qualified / Lega;

Hays

£65000.0 - £75000.0 per annum + Up to £75,000

Southampton, Hampshire

a month ago - seen

Compliance Associate

Stride Resource Management Ltd

Lancashire, England

a month ago - seen

Compliance, Financial Crime Controls Conduct & Integrity Associate, Birmingham

Efinancialcareers

Competitive salary

West Midlands, England

a month ago - seen

Quality and Compliance Officer

Charles Hunter Associates

£31000 - £34000 per annum

Stockport, Greater Manchester

a month ago - seen

Compliance, Regulatory Compliance, Associate, London

Efinancialcareers

Competitive salary

South East

2 months ago - seen

Compliance Associate, Fraud & Financial Crime 12m FTC

Efinancialcareers

Competitive salary

South East

2 months ago - seen

Risk and Compliance Associate / Legal

Hays

Up to £75,000 + benefits

Bath / Southampton, UK

2 months ago - seen