Regulatory Compliance Manager jobs in England

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SENIOR COMPLIANCE ADVISORY MANAGER – ASSET MANAGEMENT

Youll be the compliance SME and risk steward advising on Fixed Income, Multi Asset, Equity and Derivative investments and their respective dealing teams. We focus on creating an environment that encourages our people to speak up...

CompanyHsbc
AddressLondon, Greater London
CategoryAdvertising & Marketing
Job typePermanent - Full Time
Date Posted a month ago See detail

Senior Compliance Advisory Manager – Asset Management

Hsbc

London, Greater London

Youll be the compliance SME and risk steward advising on Fixed Income, Multi Asset, Equity and Derivative investments and their respective dealing teams. We focus on creating an environment that encourages our people to speak up...

Senior Assurance Manager- Regulatory Issues

Hsbc

London, Greater London

We focus on creating an environment that encourages our people to speak up and do the right thing, as well as protecting our customers, the organisation and the integrity of the financial markets in which we operate. We are curren...

Compliance Advice Manager

Oliver James

Brighton, East Sussex

£40,000 - £60,000 per year

I am currently recruiting for a Compliance Advice Manager for a well established financial services provider in Brighton (2 days a week in the office).Compliance Advice Manager The role requires a candidate with strong Compliance...

Private Client Tax Manager - Compliance

Pro-Tax

London, England

Up to GBP60000 per annum + Super benefits package

Provide expert advice and guidance on complex tax matters for our valued Private Clients, including high-net-worth individuals, entrepreneurs, and families. Prepare and review tax returns, ensuring compliance with relevant legisla...

Capital Regulatory Reporting Manager

Efinancialcareers

South East

Competitive salary

Contract:6 months + extension (inside IR35). Location:London, UK. Flexi: Hybrid (2 days per week onsite max). Understanding of the Groups businesses and products and how they impact regulatory capital & Pillar 3 metrics, report...

Regulatory Affairs Manager- Alvita

Alliance Healthcare

Woking, Surrey

Cencora has an annual revenue of $238 billion, over 46,000 team members worldwide, is listed on the NYSE, and is ranked #11 on the Fortune 500This role requires an individual who can be flexible, deliver at pace, deal with ambigui...

Compliance Policy Manager

Aj Bell

Manchester, Greater Manchester

Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty across the business. Review and interpret regulation and regulatory developments, determine potential impact to business and provide...

Head of Asset Management & Compliance

Portsmouth City Council

Portsmouth, Hampshire

Band 15 - £72,164 - £80,655 p.a.

Employment history including:. Employer. Employment dates. Reason for leaving. A brief explanation of any gaps in your employment history. References, including current or most recent employer. Let us know when we can contact your...

Principal Manager, Regulatory Assurance & Reporting

Single Source Regulations Office

London, England

£68,970 - £86,211 dependent on experience + Zones 1-6 London oyster card + 30 days holiday a

30 days leave plus bank holidays with the option to buy or sell up to 5 days leave each year;. opportunities for part-time working and compressed hours;. an oyster card up to zone 6 or a season ticket loan;. cycle to work scheme;...

Tax Advisory & Compliance Services, Senior Manager

Pwc

Manchester, Greater Manchester

Competitive

Working with our Partner and Director team to develop and build strong client relationships, identifying opportunities to solve our clients problems and build our business;. Managing a portfolio of clients, being the primary conta...

SENIOR MANAGER - REGULATORY REPORTING

Efinancialcareers

South East

Competitive salary

You will manage the delivery of LGAS regulatory and capital reporting, including liaison with external auditors and delivery of outputs to the PRA and other regulatory bodies. You will ensure reporting is performed to agreed level...

Tax Advisory & Compliance Services, Senior Manager, Financial Services

Pwc

London, Greater London

Competitive

Working with our Partner and Director team to develop and build strong client relationships, identifying opportunities to solve our clients problems and build our business;. Managing a portfolio of clients, being the primary conta...

SENIOR MANAGER - REGULATORY REPORTING

Efinancialcareers

East Sussex, England

Competitive salary

You will manage the delivery of LGAS regulatory and capital reporting, including liaison with external auditors and delivery of outputs to the PRA and other regulatory bodies. You will ensure reporting is performed to agreed level...

Tax Advisory & Compliance Services, Senior Manager, Deals

Pwc

London, England

Competitive

Working with our Partner and Director team to develop and build strong client relationships, identifying opportunities to solve our clients problems and build our business; . Managing a portfolio of clients, being the primary cont...

Manager, Regulatory Policy

Bt Group

London, Greater London

Competitive Salary & Great Benefits

Shape Openreach's regulatory strategy. Craft responses to industry consultations. Provide expert advice to support commercial objectives. Drive internal and external engagements. Lead projects aligned with BT Group initiatives. De...

Corporate Tax Compliance Senior Manager/Director

Hays Specialist Recruitment Limited

West Midlands, England

£75,000 - £100,000 per annum, negotiable, inc benefits

Be involved in appraisals, coaching, and supporting development of employees and build an even more successful team.What you'll need to succeedThe ideal candidate will have strong technical knowledge of Tax Compliance, and the abi...

Regulatory Development & Risk Intelligence Manager

Lloyds Banking Group

Bristol, Bristol

Competitive

Identification, distribution, and flow through management of the day-to-day Regulatory Developments received from IP&Is regulators (FCA, PRA and tPR) to ensure that all developments and their likely impacts are fully understood,...

Senior Regulatory Engagement Manager

Regulator Of Social Housing

Manchester, Greater Manchester

£68,404 to £82,557

Responsibilities:As the successful candidate, you will have an understanding of the overall strategy, operations and key processes of registered providers or experience in areas of governance, risk management, service delivery or...

Regulatory Engagement Manager

Regulator Of Social Housing

Manchester, Greater Manchester

£50,628 to £55,956

Responsibilities:As the successful candidate, you will have a sound understanding of regulators role and have relevant experience in a housing, governance, risk management or other comparable regulatory environment. You will be a...

Compliance, Implementation & Execution Office, Project Manager, Vice President, London

Efinancialcareers

South East

Competitive salary

Partnering with leadership / divisions to identify, define and document project objectives and requirements. Working with and across businesses and CFO&E (Controllers, Finance, Operations & Engineering) teams to develop and execut...

Regulatory Life Cycle Manager Medicinal Products

Jobs In Science

Berkshire, England

Competitive salary

Ensure regulatory assessments are conducted for change controls in the respective Veeva Quality Tracking system. Ensure that the Veeva Regulatory Information Management system is maintained and updated for all activities under rol...

Regulatory Life Cycle Management Scientist

Adecco

Berkshire, England

£11.44 - £17.45 per hour

Build medicinal capability within Regulatory Affairs Life Cycle Management and ensure medicinal aspects are well reflected in projects, work processes, and in our systems. Enable PHC business for the relevant portfolio within and...

Regulatory Affairs Due Diligence Manager

Hays Specialist Recruitment Limited

Middlesex, England

£80.00 - £95.00 per hour

Global Regulatory Affairs - Due Diligence Manager / Senior ManagerYour new companyThis US Biotech are looking for a Regulatory Affairs professional with strong Due Diligence experience to join an exciting, high-profile project, th...

Regulatory Affairs and Quality Manager

Sfm

Binley Woods, Warwickshire

Competitive salary. Contributory pension scheme. Life cover. Incapacity benefits. Cash Back Medical Scheme. Lead the provision and development of regulatory strategies, participate in project teams and act as the lead person with...

Regulatory Change Manager - FTC 12m

Ultimate Banking

Cumbria, England

£50,000/annum Excellent benefits package

Managing the Regulatory Change team and deputise for the Head of Compliance. Monitoring the regulatory environment and identify all changes, consultations, policy statements etc. which will have an impact on the business. To und...

Compliance Monitoring Manager

Meraki Talent Limited

South East

Regulatory compliance. Retail Investment. Stockbroking. Internal documentation and staff interviews to ensure the firm is not exposed to risks. Ensuring the firm meets all regulatory requirements and or conduct risks. Quality repo...

Compliance Policy & Advice Manager

Birchlake Recruitment Ltd

West Midlands, England

£55,000 - £60,000 per annum

Develop and extend the team knowledge and competence in technical areas to minimise the impact of staff turnover and maintain continuity of support. Provide subject matter expert advice on all conduct related regulatory source...

Compliance, Regulatory Compliance, Associate, London

Efinancialcareers

South East

Competitive salary

Identifying data sources / owners, obtaining and reviewing data in order to produce the firm's response to enquiries. This may include trading data, copies of electronic communications and voice recordings, client documentation, e...

Compliance Business Support Case Manager

Service Care Solutions

Taunton, Somerset

£14 Hourly Umbrella per hour

Manage contracts, liaise with customers, and maintain up-to-date compliance certifications across various systems. Handle technical and legal administration, process financial reconciliations, and prepare KPIs for compliance proje...

Regulatory Reporting Manager

Eames Consulting

South East

Salary negotiable

Monitor and comprehend the Firm's ongoing Regulatory Reporting obligations. Ensure remediation and re submission of transactions within Regulatory deadlines or agreed time frames. Supervise the work of team members to maintain hig...