Risk Officer jobs in London, Greater London

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ELECTRONIC TRADING COMPLIANCE AND OPERATIONAL RISK OFFICER

Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide independe...

CompanyAbout Bank Of America
AddressLondon, Greater London
CategoryHuman Resources
Date Posted 5 hours ago See detail

Electronic Trading Compliance and Operational Risk Officer New

About Bank Of America

London, Greater London

Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide independe...

Conduct Regulatory Business Risk Officer £750/day LDN 6 Months

Banking

London, Greater London

£750.00/Daily

Extensive knowledge and understanding of risks and related controls for MAR and PRO regulations. Experience with working on regulation implementation and conduct risk remediation programmes. Strong attention to detail. Understandi...

Business Risk Senior Officer - Data Technical Analyst , SVP

Citi

London, Greater London

CDE Identification for new and updated Conduct Risk Controls. Subject matter expert for internal and external data related investigations. Identify, prioritise, and proactively manage data related dependencies, risks, exceptions,...

Compliance Risk Management Officer £650/day Inside IR35 LONDON

Banking

London, Greater London

£ 600 - £ 650 / Daily

Strong knowledge of the UK regulatory framework and relevant laws, rules, regulations, risks and typologies. Strong understanding of key regulatory priorities and developments impacting UK financial services firms. Ability to inte...

Business Risk & Control Officer, Vice President (Hybrid)

Citi

London, Greater London

Guide sales teams in assessing AML and Sanctions risk of existing and prospective client relationship. Act as Secretary or Assistant Secretary for Global CBOC and/or PIOC. Coordinate with client relationship, ACRM and other stake...

Business Risk Senior Officer, SVP - London

Citi

London, Greater London

Support assessment, analysis and implementation of regulatory requirements related to RRP with focus on Stay and bail in rules. Author chapters and other relevant sections in Citis RRP plan related to Derivative and Trading Wind...

Vacancies Fire Risk Officer

Notting Hill Genesis

London, Greater London

£35,196 to £39,107 per annum for 35 hours per week.

Monitor and manage completion of Fire Risk Assessment actions. Contract Management. Financial Management ensuring our contractors are paid on time. Lead regular contract review meetings and scrutinise KPIs. Provide guidance to i...

Risk - UK CRO's Office - Regulatory Risk Manager - SVP

Citi

London, Greater London

Responsibilities will primarily consist of providing SME and analytical support to the UK CRO's Office at the broker-dealer or bank chain legal entity level across a range of deliverables. Analytical work in support of legal entit...