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COMPLIANCE AND OPERATIONAL RISK MANAGER (EQUITIES)

Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...

CompanyAbout Bank Of America
AddressLondon, Greater London
CategoryHuman Resources
Date Posted 20 minutes ago See detail

Compliance and Operational Risk Manager (Equities) New

About Bank Of America

London, Greater London

Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations. Enga...

20 minutes ago seen See more...

Regional Account Manager – DIY & Building Trade Distributors New

Mitchell Maguire

Nottingham, Nottinghamshire

£25,000 - £40,000/annum

Field sales position selling a manufactured and distributed range of access products, storage systems, fall protection and light duty construction equipment. Selling to distributors such as: Jewsons, Dulux, Crown Paints, Huws Grey...

2 hours ago seen See more...

Domestic Gas Compliance & Repairs Manager New

Aston Group Uk

London, England

Competitive not provided

Job Title: Domestic Gas Compliance & Repairs ManagerLocation: Chingford (E4 8TD)Salary: Competitive + Company Car Job Type: Permanent, Full TimeAston Group is a leading Building Services and Facilities Management company for comme...

5 hours ago seen See more...

Transport Manager - Compliance New

About Dpdgroup Uk Ltd

Hinckley, Leicestershire

Contract Type: Permanent / 40 Hours Per Week. Base Location: Hinckley and Oldbury. Hours of Work: 14:00 - 22:30. Analysing data and trends to proactively identify possible risks within the driver force, vehicle maintenance and Tra...

5 hours ago seen See more...

Trade Sales Manager New

Mccarthy Recruitment Ltd

Lancashire, England

£29,000 - £34,000 per annum

Passionate about meeting customer expectations. A proven track record of managing sales performance. Ability to inspire a team to deliver exceptional standards. Accustomed to motivating people through leading by example. Training,...

8 hours ago seen See more...

Travel Trade Sales Manager New

National Gallery Global Ltd

London, Greater London

Competitive

A unique opportunity awaits an experienced and dynamic Travel Trade Sales Manager to join the National Gallery during an exciting period, as we commemorate our bicentenary with a year filled with high profile exhibitions and openi...

10 hours ago seen See more...

Trade Policy and Committees Manager New

Membership Bespoke

London, England

£45000 - £48000

Would suit those with experience in a similar policy role from either a trade association, professional body, government, think tank, food business or market analyst background. Providing the secretariat function for various Assoc...

13 hours ago seen See more...

Trade Counter Manager New

Cv Screen Ltd

Manchester, Greater Manchester

Competitive

Trade Counter ManagerWe have an excellent opportunity for an experienced Trade Counter specialist to join a growing team for a well established company in the Stockport area.The role will involve working closely with the current B...

20 hours ago seen See more...

Trade Finance Transaction Monitoring Products Manager (Quantexa) New

Natwest Group

Edinburgh, City of Edinburgh

As a specialist in Anti-Money Laundering (AML), youll be delivering successful outcomes to analyse, assess and deliver projects or change initiatives. Youll be seen as a subject matter expert and consultant, enabling the design...

24 hours ago seen See more...

Compliance Risk Managment Officer

Hays

Belfast, County Antrim

£10,000 - £20,000

12-month contract. Flexibility. Hybrid working. City Centre. 70 p/h....

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Compliance and Risk Manager - Manchester - £50,000

Ashdown Group

Lancashire, England

As the Compliance Manager you will work to support Senior Operational staff in day-to-day program management and operational management of business units including but not limited to: client contract reviews, data privacy and GDPR...

yesterday seen See more...

Compliance and Risk Manager - Birmingham - £50,000

Ashdown Group

West Midlands, England

As the Compliance Manager you will work to support Senior Operational staff in day-to-day program management and operational management of business units including but not limited to: client contract reviews, data privacy and GDPR...

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Trade Branch Manager

Eurocell Plc

Wiltshire, England

Competitive

Lead their Branch, and use their team management skills to lead and develop a small team. Ensure their Branch operates as effectively as possible. Develop relationships with their customers, and enhance the sales and customer expe...

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Trade Marketing Manager

Met Marketing

Blackburn, Moray

Competitive

Trade marketing, customer marketing, or brand management experience working with retailers to drive sales. Commercially astute and able to think and deliver strategically. Experience and understanding of retail campaigns across di...

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Pet Trade Account Manager (Independents)

Cavendish Maine Recruitment

England

Working as an Account Manager and focussing on independent accounts in the north of the UK, you will be required to represent the primary interface between the retail customers in the territory and the brand. Growing turnover in b...

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Transport Manager - Compliance

Dpd Group Uk

Hinckley, Leicestershire

Analysing data and trends to proactively identify possible risks within the driver force, vehicle maintenance and Transport compliance processes to allow for effective improvements to be implemented. Using the available data and i...

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Senior Trading and Commercial Manager

C&M Travel Recruitment

South East

£55,000 - £60,000 per annum, negotiable, inc benefits

Extracting, analysing, interpreting and making recommendations from multiple sources of data from across the business such as GDS and other systems. Trend analysis. Cost and margin analysis. Pricing and yield management. Identifyi...

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Compliance Coverage Professional - Information and Data Management - Analyst

Efinancialcareers

Lanarkshire

Competitive salary

The Group provides Compliance coverage of Information and Data-related risk management, recordkeeping, testing and training initiatives, including the Firm's governance of Artificial Intelligence and Machine Learning (AIML) and Cl...

2 days ago seen

Assistant Trade Marketing Manager

St. Austell Brewery Co Ltd

Cornwall, England

£25,000 - £30,000 per annum

Well versed across all aspects of digital marketing. Experienced with SEO, e-marketing, website content creation,and social media management. Be a competent writer with a creative eye. Resourceful and a self-starter. Ability to ta...

2 days ago seen See more...

Divisional Manager - Trades and Contract

Novax Recruitment

Cheshire, England

£35,000 - £45,000 per annum

If you're a senior consultant pigeonholed under a manager and you're looking to move up, this could be an opportunity for you* Success in construction, manufacturing, engineering, or civil engineering* Excellent market knowledge o...

2 days ago seen See more...

R&D Manager, FSQA Programs Compliance PO1, APAC; 研发经理，食品安全质量保证项目合规PO1，亚太区

Pepsi Co

Shanghai, China

Drive the development and implementation of the agile Food Safety & Quality compliance strategies for Foods & Beverage category: ensure compliance of the PepsiCo Food Safety & Quality Policies, FS & Quality standards and local reg...

2 days ago seen

Trade Transaction and Monitoring Manager

Additional Resources

London

£70,000 to £80,000 per annum

Trade Transaction and Monitoring Manager Location: London (Office Based)Salary: 70k - 80k + Excellent BenefitsJob Type: Full-TimeThe Client:Our client is a leading foreign bank, they are recruiting a Trade Transaction and Monito...

2 days ago seen See more...

Corporate Tax Compliance Assistant Manager

Page Group

West Yorkshire, England

Competitive salary

Own and manage a client portfolio with minimal support from senior staff. Support in delivering revenue and profitability targets. Foster enduring client relationships. Develop and inspire our smarter people plan. Manage variety o...

2 days ago seen See more...

Online Trading Assistant Manager

M&S

London, England

20% colleague discount across all M&S products and many of our third-party brands for you and a member of your household. Competitive holiday entitlement with the potential to buy extra holiday days! Discretionary bonus schemes aw...

2 days ago seen See more...

Property and Facilities Compliance Support Manager (East)

Name Confidential

Lowestoft, Suffolk

Negotiable

About the roleAs a Property & Facilities Compliance Support Manager, you will oversee the maintenance of our buildings and gardens in Norfolk, Suffolk and Essex, reporting directly to the Regional Property & Facilities Compliance...

2 days ago seen See more...

Quality, Compliance & Risk Manager

Chm

Remote

Job Title: Quality, Compliance & Risk ManagerReports to: Assistant Director, Finance and GovernanceLocation: Remote (travel to the Leicester Office & other locations where necessary)Contract Type: PermanentSalary: 34,855 per annu...

2 days ago seen

Financial Crime Compliance Manager

Interquest Group

Birmingham, West Midlands

£80,000

Design, develop, and review policies covering Money Laundering, Countering Terrorist Financing, Sanctions, Tax Evasion, Market Abuse, Bribery & Corruption, and Fraud. Report to the MLRO, Chief Risk Officer, and Board on fraud and...

2 days ago seen See more...

SME Compliance Manager

Forvis Mazars Uk

Glasgow, Glasgow City

Competitive salary and benefits

Deliver a high-quality compliance service to the existing portfolio of SME clients, including (but not limited to) unaudited statutory accounts, corporation tax returns, iXBRL tagging, personal tax returns, VAT and management acco...

2 days ago seen See more...

Compliance Manager, Funds & Distribution

Axa

London, England

To be a key Compliance point of contact providing advice and guidance for technical queries and regulatory matters relating to onshore and offshore distribution and marketing. To be a key contributor to the Distributor oversight...

2 days ago seen See more...

GVCR Compliance Manager

Rsm

Milton Keynes, Buckinghamshire

Competitive + benefits

Responsible for insightful analysis of VAT returns / data and timely delivery of UK, EU and international VAT compliance engagements. Central point of contact for clients and critical in providing quality assurance over all indire...

2 days ago seen See more...

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People who searched for Trade Compliance Manager jobs also searched for Senior Manager, Compliance Manager, Risk Manager, . If you're getting few results, try a more general search term. If you're getting irrelevant result, try a more narrow and specific term.

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What companies are hiring for Trade Compliance Manager jobs?

The top companies hiring now for Trade Compliance Manager jobs are Reed, Jonathan Lee Recruitment, 3DOM Group Limited, Newell Brands, Owen Daniels Consultancy, Leonardo UK Ltd, HydraForce Hydraulics Ltd, SharkNinja,

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