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Form of workArea Compliance / Supervision Manager - Home working
PRIMIS Mortgage Network are the largest Mortgage Network in the UK and form part of the LSL Property Services plc Group.
We are recruiting for a home working / field-basedAREA COMPLIANCE / SUPERVISION MANAGER to join our 50 + strong Area Supervision team across the UK that support 3000+ regulated advisors & appointed representatives throughout our network.
This is an excellent opportunity for an existing Mortgage Compliance individual with a proven track record in Mortgage & Protection compliance / supervision to join a truly fast paced people business.
The role is specifically within the pre - CAS team and involves the supervision of Trainee Mortgage and/or Protection advisors through their CAS journey - This role is predominantly done remotely.
Candidates will only be considered if they have relevant supervisory experience within the Mortgage Industry.
Duties to include -
To ensure compliance with both in house and regulators’ compliance procedures for appointed representatives
To ensure appropriate standards/procedures are followed by authorised appointed representatives
Instruct, coach and monitor individuals, producing reports and individual training/development plans ensuring all outstanding actions are completed within agreed timescales
Identifying areas where Advisors can improve their standards and associated risk ratings
Conduct and evaluate assessments of Advisors, as part of an on-going regulatory regime including audit of defined procedures, competence requirements
Identify areas of improvement, ensuring an appropriate report or action plan is communicated with responses monitored to ensure deadlines are timely and achievable
Facilitate in the delivery of appropriate training, liaising with the PRIMIS training team where necessary
Demonstrate a suitable level of industry knowledge and experience to conduct the role
Ensuring that appropriate needs are identified and where appropriate facilitate delivery of additional support to ensure needs are being met
Supervise individual Advisors in accordance with the approved training and competence scheme
Other duties commensurate with the level of position that may be required by the Compliance Head / Director.
Salary is between £36,000 and £40,000 per annum DOE
The salary stated includes the car allowance offered with this role.
A full UK driving license is essential.
CeMAP or equivalent is a requirement and ideally an Equity Release qualification also
Apply today for an exciting and challenging career with one of the largest Mortgage Networks in the UK.
Applications in confidence to James McNee of PRIMIS / LSL's internal recruitment function
We are an equal opportunity employer and value diversity at our company. We do not discriminate on your background or needs, if you require any adjustments to make the recruitment process easier, please let us know.
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