Address
Form of work
SalaryA Wealth Management business is looking to recruit a Compliance Manager to join their Advisory function working closely with various business areas in providing day-to-day regulatory advice. The successful candidate will have a strong Compliance background with an excellent knowledge of Collective Investment Schemes.
Main Responsibilities
- Obtain and maintain a detailed knowledge of appropriate legislation, regulations and guidance.
- Advise the business on a daily basis regarding regulatory matters.
- Carry out regulatory horizon scanning relevant to the business.
- Provide Training across the business.
- Assist third party providers as and when required.
Job Requirements:
- At least 5 years Compliance experience within a similar Investment or Wealth Management firm covering Collective Investment Schemes.
- Strong knowledge of the FCA handbook, in particular the COLL rules.
- Strong communication skills, comfortable working with all levels of staff across the business.
- Professional qualifications, preferable.
Unless otherwise stated, candidates must have the right to work in the UK.
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