Address
Form of work
SalaryMy client is based in Staffordshire and is a dynamic and forward-thinking financial services firm committed to providing exceptional service and innovative solutions. They are seeking a talented and experienced Compliance Officer to join the team and lead in ensuring regulatory compliance and best practices within the organization.
The Compliance Officer will assume responsibility for ensuring the company's compliance with all regulatory requirements. This entails reviewing and updating policies and procedures, delivering compliance training, and conducting compliance audits. Furthermore, the Compliance Officer will oversee the monitoring and reporting of regulatory developments that affect the company.
Qualifications
- Compliance Management and Regulatory Compliance skills
- Analytical Skills
- Excellent Communication Skills - This role requires regular communication with clients and colleagues.
- Finance Skills - A strong understanding of financial planning products and strategies is essential to this role.
- Experience in the financial services industry - Experience in compliance or a regulatory role is desirable for this position
- A relevant degree or professional qualification - A degree in accounting, finance, law, economics or a related field will be beneficial for the role
- Level 4 Diploma qualification
Please click to apply
