Compliance Officer - Controls Vp

Responsibilities (brief):

• Delivery of the annual review plan and reporting
• Engagement with internal and external audit and regulators
• Developing the annual control plan

Skills required (brief):

• Experience executing compliance reviews or internal audit missions in financial services
• Strong knowledge of wholesale banking activities, especially Capital Markets and Investment Banking operations and products
• Knowledge of FCA rules, EU directives etc
• Knowledge of auditing standards/reviewing techniques

If interested, please apply. Alternatively, email

In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.