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SalaryAJ Chambers are working with a Leading Regional Advisory Firm, based in Central Cambridge, who are seeking a Risk and Compliance Manager.
Position: Risk and Compliance Manager
Location: Cambridge
Salary: Up to £60,000
This is a great opportunity to join a growing and exciting firm that recognises individual contribution and provides professional development and progression opportunities, whilst offering an excellent work life balance and an enjoyable working culture.
Your role:
As the Risk and Compliance Manager, you'll be a pivotal figure in identifying and managing risks, ensuring full compliance with ICAEW and ISQM standards. Your role involves maintaining a strong control environment and effectively minimising operational risks. Your responsibilities will include:
- Serve as the primary point of contact for all compliance inquiries within the firm.
- Coordinate and oversee all compliance training, taking ownership of the associated system.
- Manage the Corporate Criminal Offence policy, including firmwide annual risk assessments.
- Handle the completion of annual practice and ICAEW assurance inspections.
- Prepare and continuously monitor proliferation financing risk assessments.
- Establish and monitor the firmwide onboarding process.
- Monitor firmwide engagement letters, overseeing template creation and standard terms and conditions.
- Conduct internal compliance reviews, encompassing practice assurance and anti-money laundering.
- Take a leading role in ensuring the firm's compliance with Internal Standards of Quality Management (ISQM).
- Monitor and implement changes to legislative data, staying updated on relevant developments.
- Complete ICAEW forms related to the structure/membership of the firm.
- Lead a culture of continuous improvement, actively identifying ways to mitigate risks across the organisation.
Experience required:
- Minimum of 5 years' experience in a similar role.
- Previous experience in accountancy or financial services.
- Excellent communication skills, fostering positive relationships across all organisational levels.
- Proficient attention to detail to ensure accuracy.
- Ability to balance multiple priorities and deliver results within strict timelines.
Benefits package:
Alongside a highly competitive salary of up to £60,000+, you’ll also benefit from:
- Flexible working hours, including working from home.
- Access to private health insurance
- Free parking on site
- Rewards & discount platform
- Holiday purchase scheme
- Death in service insurance
- Discounted theatre tickets
- Staff lottery
- Birthday bonus annual leave
- e-Car scheme
- + much more!
If you feel you might be suitable and would like to be considered for this position, please apply directly or get in touch with Danielle Daymond at AJ Chambers for a confidential conversation.
*You could earn up to £2000 when you refer someone to our services. To learn more about our referral programme, please visit our website or contact one of our expert consultants*
