Senior Compliance Analyst

A Senior Compliance Analyst is required for a global law firm in the Risk and Compliance department. The role involves ensuring internal policies adhere to regulatory requirements, with a particular focus on trusts and estates.

Client Details

This is a prestigious global firm based in London. With over 500 employees, they offer a variety of legal services and are highly regarded within the industry.

Description

• Handling complex CDD issues, particularly in relation to companies and trusts (analysing new client documents and advising on whether further information is needed)
• Understanding and analysing complex structures and identifying ultimate beneficial owners and the documents required on a risk basis and in accordance with relevant regulations
• Researching the source of wealth and funds and advising partners accordingly
• Carrying out PEP searches and assisting with managing the CDD inbox
• Review and update company compliance policies and procedures
• Ensure internal operations meet regulatory standards
• Conduct internal audits and report findings
• Provide training to team members on compliance matters
• Stay updated with changes in regulatory requirements in the professional services industry
• Collaborate with legal and management teams to address compliance issues
• Prepare reports on compliance activities for senior management
• Assist in the development of compliance risk management strategies

Profile

A successful Senior Compliance Analyst should have:

• A degree in Law, Business Administration, or a related field
• Proficiency in managing compliance issues within the professional services sector
• Experience in a similar role within a law firm
• Experience analysing complex structures, trusts and estates within compliance
• Excellent knowledge of compliance laws and regulations
• A high level of analytical skills, with the ability to interpret complex legal documents
• Strong communication skills, both written and verbal
• Proven experience in a similar role, ideally within a legal department

Job Offer

• A competitive salary range
• Opportunity to work in a highly reputable professional services firm
• A supportive and collaborative working environment
• Great location in the heart of London
• Hybrid working
• Permanent role with scope for progression