We’re here to change that.
Our goal is to help our customers achieve better, long-term financial outcomes.
Our growth has all been possible because of the backing of a passionate group of over 15,000 crowdfunding investors. As we’ve scaled, we’ve also raised money from world-class growth investors including Left Lane Capital, Molten Ventures, and L Catterton.
You will:
- Provide advice to the business on BAU issues and in the context of new product lines and services.
- Take a leading role in priority business and compliance projects, providing regulatory direction, insight, context and challenge.
- Lead compliance monitoring and testing exercises to ensure that the business is operating in line with regulations and the firm’s policy
- Provide training on regulatory issues to all business areas
- Work with colleagues across the business to prepare for and respond to regulatory change and regulatory engagement
- Execute ongoing Compliance processes and controls
- Take a leading role in the Global Compliance function, providing guidance and oversight to more junior colleagues in the UK, Sweden and Hungary.
About you:
- You have excellent knowledge of UK financial services regulations and knowledge of a range of financial products, including retail investment products.
- You have experience of working in or with UK retail financial services regulated firms, ideally with a retail broking or wealth management business.
- You learn quickly and have strong analytical skills, and will be able to point to good examples of where you have been able to make a quick and material impact.
- You understand the Consumer Duty and the regulator’s expectations of firms in respect of it, and you will ideally have some direct experience of engaging with the regulator.
- You will likely have some experience managing individuals either in a management role or through project leadership positions.
- You will be fluent in English, with excellent written and verbal communication skills.
- Ability to build relationships and influence colleagues
- You will have 4 - 7 years experience at a retail investment firm or bank, the regulator or a large consultancy in a role with a heavy regulatory / compliance focus
Benefits:
You’ll have a stake in the company you’re building, with stock options benchmarked to US companies.
We are an Equal Opportunity employer committed to a diverse and representative team. Whatever your race, religion, colour, national origin, gender, sexual orientation, age, marital status, or disability - we want to hear from you. We're very open about what we're working on, and the best places to learn more are our buzzing community forum and our blog.
About Freetrade
Openness and transparency is in our DNA and applies to all aspects of our company. We encourage an open and inclusive environment and pride ourselves on being candid, curious, focused, humble and gritty.
Our headquarters are based in London and we’re hiring.
Department
Risk & Compliance
Employment Type
Permanent - Full Time
Location
London
Workplace type
Onsite
Compensation
£47,000 - £70,000 / year