Senior Manager Compliance Assurance Europe, Markets And Securities Services

Some careers open more doors than others.

If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Our Risk and Compliance function has a critical role to play in supporting, challenging and advising across all areas of the business through establishing policy, monitoring profiles, and identifying and managing forward-looking risk and compliance.

We focus on creating an environment that encourages our people to speak up and do the right thing, as well as protecting our customers, the organisation and the integrity of the financial markets in which we operate. Already an industry-leader in many respects, we want to continue setting standards and evolving to respond to strategic changes.

As an HSBC employee in the UK, you will have access to tailored professional development opportunities and a competitive pay and benefits package.

This includes private healthcare for all UK-based employees, enhanced maternity and adoption pay and support when you return to work, and a contributory pension scheme with a generous employer contribution.

We are currently seeking an experienced individual to join this team in the role of Senior Manager Compliance Assurance Europe, Markets and Securities Services.

This role is within the Compliance Assurance (CA) sub-function, which provides assurance activities over regulatory compliance (RC) and financial crime (FC) risks, whether operated by the first or second line of defence. 

The role contributes to the global standardised CA approach which is aligned to the bank’s Risk Management Framework (RMF). It is responsible for contributing to the delivery of end-to-end assurance work over RC and FC risks and controls. It is a subject matter expert on assessing the effectiveness of risk management activities to meet industry standards, country regulatory obligations and bank policy.  
As Senior Manager Compliance Assurance Europe, Markets and Securities Services, you will lead and contribute to assurance reviews across the Markets and Securities Services (MSS) Business Line.

In this role, you will:

•     Support the design and execution of assurance activities, ensuring that all relevant standards, policies and procedures are met.
•    Provide MSS subject matter expertise to and advise colleagues, supporting the identification of appropriate review scope and delivery of assurance activities.
•    Inform Risk Owners, Control Owners and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and control.
•    Escalate significant control deficiencies in a timely manner. 
•    Proactively identify key emerging compliance risks across the Global Businesses/ Functions.

To be successful in this role you should meet the following requirements:

•    Previous experience across Markets and Securities Services (MSS) or Global Markets (GM), products and asset classes. 
•    An understanding of Regulatory/Financial Crime Compliance, Assurance or Audit would be advantageous but not essential. 
•    Capable of building positive and resilient partnerships with key stakeholders.   
•    Lateral thinker with an ability to interpret and solve complex issues.
•    Excellent verbal and written communication skills with very strong inter-personal and influencing skills and able to work autonomously.

The location for the role is: Ideally London or Edinburgh however offering Hybrid working and open to other UK offices.

You’ll achieve more when you join HSBC.

Being open to different points of view is important for our business and the communities we serve. At HSBC, we’re dedicated to creating diverse and inclusive workplaces. Our recruitment processes are accessible to everyone - no matter their gender, ethnicity, disability, religion, sexual orientation, or age.

We take pride in being part of the Disability Confident Scheme. This helps make sure you can be interviewed fairly if you have a disability, long term health condition, or are neurodiverse.

If you’d like to apply for one of our roles and need adjustments made, please get in touch with our Recruitment Helpdesk:
 
Email: hsbc.recruitment@hsbc.com
Telephone: +44 207 832 8500