Senior Client Assets Compliance Manager (CASS) - Risk & Compliance

Some careers open more doors than others.

If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

We have a great opportunity for a Client Money & Assets Protection (“CAP”) Compliance subject matter expert, to join our established Markets & Securities Services Compliance team. You’ll support the Head of Client Asset Protection, serving as a CASS Risk Steward, supporting the business through appropriate advice, risk identification and assessment to determine appropriate solutions and generally mitigate the Bank’s regulatory risk. You’ll be contributing your existing expertise to support a truly global bank whilst gaining skills and experience in in high growth areas such as digital  assets, and FSCS compliance,  

Our Risk and Compliance function has a critical role to play in supporting, challenging and advising across all areas of the business through establishing policy, monitoring activity, and identifying and managing forward-looking risk . We focus on creating an environment that encourages our people to speak up and do the right thing, as well as protecting our customers, the organisation and the integrity of the financial markets in which we operate. Already an industry-leader in many respects, we want to continue setting standards, and evolving and responding to strategic changes.  

As an HSBC employee in the UK, you will have access to tailored professional development opportunities and a competitive pay and benefits package. This includes private healthcare for all UK-based employees, enhanced maternity and adoption pay and support when you return to work, and a contributory pension scheme with a generous employer contribution.

In this role, you will:

•    Help coordinate and deliver detailed technical guidance and advice to ensure that standards are in place across all UK regulated entities that are subject to the FCA CASS & FSCS/PRA Depositor Protection regulations.
•    Analyse data to identify potential themes/risk for further review.
•    Attend governance and product meetings to provide advice and challenge.
•    Review and enhance CAP and business policies and procedures to mitigate risk.
•    Keep abreast of regulatory and legislative changes and provide advice to enable the business to implement changes and operate in a compliant and controlled manner.

To be successful in this role you should meet the following requirements:

•    Deep Client Assets (CASS) Compliance experience, gained from other banking and/or financial services institutes, Auditors or Consultancies.
•    Client Assets (CASS) Compliance subject matter expertise demonstrated through execution of CASS compliance risk stewardship, oversight, advisory and/or audit type activity. 
•    Analytical mind-set, comfortable with large data and driving data led risk stewardship and solutions. 
•    Ability to operate independently with a collegiate team, working at pace to solve problems, soliciting advice, support and escalation where necessary.

The base location for this role is: London with hybrid working.

You’ll achieve more when you join HSBC.

Being open to different points of view is important for our business and the communities we serve. At HSBC, we’re dedicated to creating diverse and inclusive workplaces. Our recruitment processes are accessible to everyone - no matter their gender, ethnicity, disability, religion, sexual orientation, or age.

We take pride in being part of the Disability Confident Scheme. This helps make sure you can be interviewed fairly if you have a disability, long term health condition, or are neurodiverse.

If you’d like to apply for one of our roles and need adjustments made, please get in touch with our Recruitment Helpdesk:

Email: hsbc.recruitment@hsbc.com
Telephone: +44 207 832 8500