Compliance Officer jobs in Woking, Surrey

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COMPLIANCE OFFICER

Monitoring paraplanning, suitability, client files and advice, offering constructive feedback as appropriate. Regulatory reporting including Gabriel returns, professional standards and competency, report & accounts. Advising on pr...

CompanyLaithwaite Financial Services
AddressWoking, Surrey
CategoryBanking
SalaryPart-time
Date Posted 2 months ago See detail

Compliance Officer

Laithwaite Financial Services

Woking, Surrey

Part-time

Monitoring paraplanning, suitability, client files and advice, offering constructive feedback as appropriate. Regulatory reporting including Gabriel returns, professional standards and competency, report & accounts. Advising on pr...

Compliance Officer - Water Hygiene & Lift Maintenance

Greenacre Recruitment Ltd

Guildford, Surrey

Competitive

Continuous review and management of a risk assessment inspection programme. Implementation and monitoring of control measures. Review, rating and development of remediation programme. Lead on PCAF management. Liaison with internal...

Compliance Officer - Water Hygiene & Lift Maintenance

Greenacre Recruitment Ltd

Guildford, Surrey

£41,267 - £44,387/annum

Continuous review and management of a risk assessment inspection programme. Implementation and monitoring of control measures. Review, rating and development of remediation programme. Lead on PCAF management. Liaison with internal...

Tax Compliance Officer

Morson Talent

Weybridge, Surrey

£300 - £360/day

Collaborating with other Accounting teams and 3rd party providers to prepare CIT returns, WHT returns, and VAT filings for domestic VAT, EC Sales Lists, Intrastats, and any other applicable taxes. Supporting tax reviews and conduc...