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Full-time Financial Compliance Manager jobs

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COMPLIANCE SUITABILITY - WEALTH MANAGER

Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority. Proactively contact internal c...

CompanyMerje Ltd
AddressSouth East
CategoryBanking
Salary£60,000 - £65,000 per annum
Job typePermanent, full-time
Date Posted 2 months ago See detail

Compliance Suitability - Wealth Manager

Merje Ltd

South East

£60,000 - £65,000 per annum

Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority. Proactively contact internal c...

2 months ago seen See more...

Housing Compliance and Safety Manager

Central Bedfordshire Council

Bedfordshire, England

£53,577 - £57,026 per annum pro rata + £5,500 MRS per annum pro rata

Housing Compliance and Safety ManagerTeam: Housing PropertyJob Family: Managing - CBG14Salary: 53,577 - 57,026 per annum pro rata + 5,500 MRS per annum pro rataHours: 37 hours per weekLocation: You will be expected to attend a...

2 months ago seen See more...

Finance Manager, Financial Planning & Analysis

University Of Sheffield - Finance

Sheffield, South Yorkshire

£46,974 to £56,021 per annum, with potential to progress to £63,029 per annum through sustained exceptional contribution.

You do not need to have any prior experience of TRAC, as full guidance & training will be provided, but you do need to have an aptitude for interpreting volumes of data and the ability to translate that into meaningful information...

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Training & Learning Manager (Compliance)

Lloyd Recruitment Services Ltd

Surrey, England

Salary negotiable

4500 car allowance. 12.5% bonus. Private Healthcare for all family members. Excellent pension and life assurance. An opportunity to join a company that rewards and recognises their employees qualities and is driven to see them su...

2 months ago seen See more...

Manager, Financial Promotions & CMA

Lloyds Banking Group

Leeds, West Yorkshire

Competitive

Act as one of the Groups specialist Conduct & Compliance Risk managers and represent the organisation, building relationships with external partners, in particular regulators and other governing bodies. Ensure risks are measured,...

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Manager Retail Compliance, Risk Specialist

Lloyds Banking Group

Glasgow, Glasgow City

Competitive

Works with Risk and Control owner teams to provide Conduct & Compliance Risk support and help deliver against aligned customer, business and strategic outcomes. Assists with the development and implementation of effective, ongoing...

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Product Development Manager/Analyst Commercial - Financial Services

Meraki Talent Limited

Lanarkshire

Product Development Manager/Analyst (Commercial Financial Services)Excellent SalaryPermanentGlasgow (2/3 days per week from home)Posted Mon 13 May 24CVs ASAPStart date Jun Aug 24Meraki Talents Financial Services client is a...

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Product Development Manager/Analyst Commercial - Financial Services

Efinancialcareers

Lanarkshire

Competitive salary

Product Development Manager/Analyst (Commercial Financial Services)Excellent Salary Permanent Glasgow (2/3 days per week from home) Posted Mon 13 May 24 CVs ASAP Start date Jun Aug 24 Meraki Talents Financial Services clie...

2 months ago seen See more...

Manager, Customer & Product Policy Compliance, Customer & Product Risk Specialist

Lloyds Banking Group

Leeds, West Yorkshire

Competitive

Act as one of the Groups specialist Conduct & Compliance Risk managers building strong relationships with internal partners. Ensure risks are measured, monitored, controlled, and reported on a timely basis and consistently across...

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Manager, DISP & Rectifications Compliance, Customer & Product Risk Specialist

Lloyds Banking Group

Leeds, West Yorkshire

Competitive

Act as one of the Groups specialist Conduct & Compliance Risk managers and represent the organisation, building relationships with external partners, in particular regulators and other governing bodies. Ensure risks are measured,...

2 months ago seen See more...

Manager, Digital & Distribution Compliance, Customer & Product Risk Specialist

Lloyds Banking Group

Leeds, West Yorkshire

Competitive

Act as one of the Groups specialist Conduct & Compliance Risk managers and represent the organisation, building strong relationships with external partners, in particular regulators and other governing bodies. Support the head of...

2 months ago seen See more...

Manager, Vulnerability & CIFD Compliance, Customer & Product Risk Specialist

Lloyds Banking Group

Leeds, West Yorkshire

Competitive

Act as one of the Groups specialist Conduct & Compliance Risk managers building strong relationships with internal partners. Ensure risks are measured, monitored, controlled, and reported on a timely basis and consistently across...

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Senior Financial Controls Manager

Alexander Lloyd

Surrey, England

£85,000 - £95,000 per annum, inc benefits

Build out and embed a new Financial Controls framework across the UK finance function. Help to develop process and controls documentation to a high standard, identifying new and existing controls. Identify and remediate any contro...

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Financial Accounting Manager

Sellick Partnership

Luton, Devon

Competitive

Outline and document consistent accounting policies for Council in accordance with best practice and reporting and working with all Finance Managers across other finance departments. Lead, manage and develop a team of accountants,...

2 months ago seen See more...

Financial Planning and Analysis Manager

Avk-Seg Uk Limited

Berkshire, England

Private Health Insurance. Performance Bonus. 25 days annual leave + bank hols. Birthday Off. Pension Plan. Hybrid working / Flexible working....

2 months ago seen See more...

Accounts & Financial Reporting Manager

Hays Specialist Recruitment Limited

West Midlands, England

Salary negotiable

Your new company is a popular 'Top 10' accountancy practice operating out of an impressive flagship office in Central Birmingham.Your new role is a key position within the accounting and Financial Reporting team and focusses on de...

2 months ago seen See more...

Financial Systems Project Manager

Msc Mediterranean Shipping Company

Suffolk, England

Competitive salary

Previous experience of managing end to end projects. Strong stakeholder management experience with strong interpersonal, communication, written and analytical skills. Proactive approach whilst looking to make continuous improvemen...

2 months ago seen See more...

Senior Financial Reporting Manager

Marks Sattin

South East

Preparation of statutory accounts in compliance with regulatory standards. Monthly and quarterly reporting to provide insights into financial performance. Consolidation of financial statements for the group. Utilization of strong...

2 months ago seen See more...

Financial Reporting & Control Manager

Broadgate Search Ltd

South East

£75,000 - £85,000 per annum

ACA / ACCA/ / CIMA Qualified. Strong communication skills in order to manage key stakeholders. Experience within an insurance or financial services background. Lead the development and delivery of monthly and quarterly financial r...

2 months ago seen See more...

Crypto Financial Crime/ Regulatory Senior Manager

Lhh Recruitment Solutions

South East

£75,000 - £95,000 per annum

This is an exciting opportunity to make a significant impact in helping crypto firms with regulatory and financial crime issues while working alongside a talented and passionate team.What you will do:Develop and implement the comp...

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Compliance and Building Safety Manager

Macildowie Recruitment And Retention

South East

Salary negotiable

Ensure compliance with UK Compliance Standards across all housing stock and provide regular reports on compliance status. Collaborate with various teams, service areas, and stakeholders to conduct compliance inspections at appropr...

2 months ago seen See more...

VAT Compliance Senior Manager

Marks Sattin

West Yorkshire, England

Day to day manage the team. Responsible for preparation, review and timely filing of returns. Looking over VAT reporting processes. First point of compliance contact. Point of escalation for tax coding queries. Onboarding new oper...

2 months ago seen See more...

Manager, Tax & Compliance, UK & IRE

Dsv Road Limited

North Humberside

Salary negotiable

Overseeing tax reporting. Managing statutory obligations. Driving compliance with local and international regulations.. Your expertise will be pivotal in optimising our tax strategies and ensuring accurate financial reporting. Ov...

2 months ago seen See more...

Senior Compliance Advisory Manager

Broadgate Search Ltd

Somerset, England

Salary negotiable

Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the the business Group. Maintain Regulatory development log and provide business impact assessments and regu...

2 months ago seen See more...

Finance Manager, Financial Planning & Analysis

University Of Sheffield

Sheffield, South Yorkshire

£46,974 to £56,021 per year

In addition you will support the provision of financial management information and regulatory returns.You do not need to have any prior experience of TRAC, as full guidance & training will be provided, but you do need to have an a...

2 months ago seen See more...

Compliance and Building Safety Manager

Niyaa People

Suffolk, England

£44,000 - £46,000 per annum

Supporting the compliance team to monitor the statutory compliance for the domestic properties and make sure standards are met. Supervise and guide a team of surveying and technical officers to achieve high levels of compliance. O...

2 months ago seen See more...

Financial Modelling Manager

Vitae Financial Recruitment Limited

South East

Our client, an instantly recognisable organisation that operates a fast-paced and flexible environment, is looking to hire a Financial Modelling professional to join in this newly created Manager role. This is a promising opportun...

2 months ago seen See more...

Quality Assurance Advisor , T&C , Wealth Management , Financial Planning , Level 4 qualified

Efinancialcareers

Avon, England

Competitive salary

The Role This is a fantastic opportunity for a Training & Competence Advisor to join a highly credible Wealth Management company working in their Bristol office. The Training & Competence Advisor will undertake file reviews to mak...

2 months ago seen See more...

Financial Services Manager

Mccarthy Adams Recruitment

Lincolnshire, England

Financial Services ManagerSalary 35,000 to 45,000Lincoln, Full Time, PermAn excellent opportunity to join a well-respected Financial Services business. Our client is looking for a Financial Services Manager to join their dynamic...

2 months ago seen See more...

Quality Assurance Advisor , T&C , Wealth Management , Financial Planning , Level 4 qualified

Efinancialcareers

Lancashire, England

Competitive salary

The Role This is a fantastic opportunity for a Training & Competence Advisor to join a highly credible Wealth Management company working in their Manchesteroffice. The Training & Competence Advisor will undertake file reviews to m...

2 months ago seen See more...

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