Plan Compliance Officer jobs in London

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ELECTRONIC TRADING COMPLIANCE AND OPERATIONAL RISK OFFICER

Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide independe...

CompanyAbout Bank Of America
AddressLondon, Greater London
CategoryHuman Resources
Date Posted just now See detail

Electronic Trading Compliance and Operational Risk Officer New

About Bank Of America

London, Greater London

Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide independe...

Maintenance Officer (Planned & Compliance)

Marks Consulting Partners Limited

London, England

£36,000/annum

Provide a positive image of client to its residents, stakeholders and other relevant outside bodies Deliver an excellent customer service to residents, contractors and the team, dealing with their queries and concerns regarding vo...

Quality and Compliance Officer New

Cps Group Ltd

London, England

40000.00 - 55000.00 GBP Annual

Maintaining the divisions central Quality and service management documentation. Assisting with conducting internal audits, workshops, and various quality related meetings. Responsibility to liaise with external and internal audito...

Operations Compliance Officer - QSR

Corecruitment International

London, England

£45,000 Annual

Job Title: Operations Compliance ManagerLocation: London + nationwide travel Salary: Up to 50,000 per annum Sector: Quick Service Restaurant GroupThe Role: Join our client within the QSR sector, a leading name in the fast-paced w...

Quality and Compliance Officer

Cps Group Limited

London, England

£40,000 - £60,000/annum

Maintaining the divisions central Quality and service management documentation. Assisting with conducting internal audits, workshops, and various quality related meetings. Responsibility to liaise with external and internal audito...

Compliance Product Officer - Commodities/Futures (VP)

Citi

London, Greater London

Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Providing guidance on rules and regulations relating to function/business/product operational i...

Visa Compliance Officer

Signature Recruitment

London, England

£18.00 - £18.60 per hour

Managing the team mailbox to handle assigned cases. Responding to queries relating to Visa processes effectively and efficiently both in writing and in person. Confidently signposting when necessary. Reviewing documentation to ens...

Commercial Policy and Compliance Officer

Wild Berry Associates

London, England

£234.88 - £350.00 per day

Provide day-to-day administrative support to the Commercial Director in the provision of overall strategic support, development and planning for Commercial Services and the wider business. Craft and maintain procurement policies,...

Senior Planning Officer (Enforcement CIL & S106 Team)

Southwark Council

London, Greater London

£47,043 - £54,135

Closing date: 7 July 2024. Interview: W/C 15 July 2024. Members of the Armed Forces and veterans. Are currently in care, or have previously been in care. If you consider yourself to be disabled or if you have a long-term health co...

Planning Officer

Osborne Richardson

London, Greater London

Up to £25.70 per hour

Our client is a Local Authority based in South London and they require a degree qualified Town Planner to join them for a contract role within their Development Management Team. On a daily basis you will be completing reports, car...

Planning Officer

Osborne Richardson

London, England

£23.00 - £28.00 per hour

This role will see you working on range of development management cases, requiring you to provide pre-application advice, process planning applications and issue Certificate of Lawfulness. On a daily basis, in line with our client...

Planning Officer

Osborne Richardson

London, Greater London

£27.00 - £29.000 per hour

Your work will focus on dealing with a caseload of minor and house holder planning applications and you will be providing expert technical advice at every stage. The role is likely to suit someone looking for that first or second...

DSO Compliance Officer (Health and Safety)

Richmond And Wandsworth Council

London, England

£41,043

Do you possess the determination, tenacity, and initiative to drive progress and achieve results?Join our Direct Services Organisation (DSO) and play a pivotal role in maintaining the highest standards of Health and Safety. We are...

Compliance Officer

Sanderson Plc

London, England

£40,000 - £80,000/annum

Lead in-depth thematic compliance monitoring reviews on regulatory matters and draft comprehensive reports. Drive reporting for the Risk & Solvency Committee, delivering robust Management Information (MI) and drafting sections of...

Compliance Officer

Canara Bank

London, England

Monitor and assess compliance with regulatory requirements and internal policies. Develop and implement compliance policies and procedures. Conduct periodic compliance reviews and audits. Investigate and resolve compliance issues,...

Compliance Advisory Officer

Interquest Group

London, England

£80,000

InterQuest are delighted to be working with a European Commercial bank to help support with the recruitment of a number of Compliance Manager positions. This job requires a Regulatory Advisor to provide advice and support to the f...

Compliance Monitoring Officer

Interquest Group

London, England

£60,000

Compliance Monitoring Officer FinTech - London Imagine joining a dynamic and innovative fintech offering cutting-edge platform that makes investing accessible to everyone, with a mission to democratize the financial markets. This...

Compliance Risk Management Officer £650/day Inside IR35 LONDON

Banking

London, Greater London

£ 600 - £ 650 / Daily

Strong knowledge of the UK regulatory framework and relevant laws, rules, regulations, risks and typologies. Strong understanding of key regulatory priorities and developments impacting UK financial services firms. Ability to inte...

Senior Compliance Monitoring Officer

Finitas

London

Negotiable

Minimum 3 years compliance/Compliance Monitoring experience. Strong knowledge and understanding of the FCA handbook. Must be from an insurance background, preferably insurance broking or Lloyd's broking. Strong knowledge and under...

Planning and Performance Support Officer

The Electoral Commission

London, England

£32,900/annum

The Electoral Commissionhas an exciting opportunity for a Planning and Performance Support Officer to join their team.Job Title: Planning and Performance Support OfficerDirectorate: Finance and Corporate ServicesContract type: Fi...

Visa Compliance Officer CAS Issuing (University)

Recruitment Hunters

London, England

£30,000 - £35,000/annum

Thoroughly review CAS requests and documents, track pending documents, and communicate with students to ensure accurate and timely issuance of CAS. Collaborate with Visa & Immigration Compliance Manager and Visa Compliance Officer...

Compliance Officer (Fire Safety)

Vox Network Consultants

London

£300/day

Reporting to our Asset & Compliance Lead Officer, our Compliance Officer role will manage and offer guidance in all aspects of Fire Safety and Asbestos compliance for buildings owned or managed by the Councils Housing Landlord. Y...

Compliance Officer

London Borough Of Hackney

Hackney, Greater London

PO2 £ £46,053 to £48,063

We have a particular focus on supporting less advantaged families: Hackney figures in the 10% most deprived boroughs in England on a number of measures.Hackney Educations key priority is to improve the life chances of every child...

Planning Officer

Russell King Associates

Woolwich, Greater London

£22 - £27/hour

Examine and evaluate all types of planning applications made under the Town and Country Planning Acts and related legislation. Assess whether proposals are in accordance with Councils policies and liaises with officers of other d...

Visa Compliance Officer (CAS Issuing Exp in a Uni Required)

Recruitment Hunters

London, England

£30,000 - £35,000/annum

Thoroughly review CAS requests and documents, track pending documents, and communicate with students to ensure accurate and timely issuance of CAS. Collaborate with Visa & Immigration Compliance Manager and Visa Compliance Officer...

Part-Time Compliance Officer

Office Angels

London, England

£19,000 - £30,000/annum

Conduct risk assessments with the Group Compliance Manager. Act as the primary contact and liaison between department heads and senior management on all compliance and complaints-related issues. Perform regular assessments and aud...

Complaints and Compliance Officer

Girlguiding

London, England

£33,543 + £3,500 Location Allowance per year rising to £35,305 + LA after probation

You will need to be an excellent communicator, have theability to understand complex situations and have experience of handling confidential and sensitive information with volunteers and staff at all levels.The successful candida...

Contract Compliance Officer

Eteach Uk Limited

London, Greater London

Not specified

We provide long-term, sustainable and affordable programmes of lifelong learning across three centres North Kensington, Chelsea and Waterloo including 16-19 provision at North Kensington and Chelsea.As one of only nine Special...

Compliance Officer London | School Support Staff Jobs

Axcis Education Recruitment

London

You will be involved in a range of varied duties which include: Performing online background checks Obtaining relevant references Applying for DBS certificates Processing data and updating the company database You will also be...

Contract Compliance Officer - Leisure and Culture Services

Adecco

London, England

£23.31 - £24.60 per hour

Collaborating with internal and external stakeholders to formulate robust contracts for the provision of Leisure and Culture Services. Conducting regular audits and reviews on suppliers' performance to ensure adherence to contract...