AddressBackground
Ideal4Finance are an FCA regulated retail, consumer, and commercial finance brokerage. Established in 2008 to level the playing field for SME retailers and manufactures offering finance to their customers. Based in the Northwest with a UK-wide focus we are one of the largest independent financial services businesses arranging consumer and retail finance.
We are seeking an apprentice to join our Compliance Department who has a desire to learn and grow their career within a fast paced and supportive environment.
Job Overview
- Daily monitoring of our Field Sales Representatives diaries to identify new compliance and due diligence checks required
- Checking the legitimacy/solvency and Fit & Proper status of new business leads using a number of search engines and industry specific search providers
- Identifying compliance ‘red flags’ and escalating as required
- Completion of ‘Compliance Workflow’ with the information gathered
- Checking all required regulatory documentation and identification is received with new contracts
- Carry out Know Your Customer (KYC) and Anti Money Laundering (AML) checks
- Input of new contracts onto bespoke CRM
- Carry out Compliance telephone call with new clients
- Follow up completion of new client application data
- Follow up of initial and routine training by new customers
- Carry out routine compliance checks on existing customers to ensure compliance is maintained
- Process daily Credit Safe Monitoring Alerts
Skills & Experience
- Excellent time management and organisation skills
- Trustworthy and professional manner
- Great customer care skills
- Ability to multitask and remain motivated
- Ability to understand and use multiple IT systems
Qualifications
- GCSE or equivalent Maths and English (Grade 5 - 9) Desired
Salary bracket below:
- Apprentices aged 19 and over, but in the first year of their apprenticeship £6.40
- Aged 23 and above (national living wage rate) £10.42
- Aged 21 to 22 inclusive £10.18
- Aged 18 to 20 inclusive £7.49
- Aged under 18 (but above compulsory school leaving age) £6.40
- Apprentices aged under 19 £6.40
- Apprentices aged 19 and over, but in the first year of their apprenticeship £6.40
Working Hours
- 9am-5pm Monday – Friday
Location
- Kirkham, Lancashire
Job Types: Full-time, Permanent, Apprenticeship
Salary: £6.40-£11.44 per hour
Benefits:
- Company events
- Company pension
- Free parking
- Health & wellbeing programme
- On-site parking
- Transport links
Schedule:
- Day shift
- Monday to Friday
Application question(s):
- Can you reliably commute to Kirkham each day?
- Why do you think you would be suitable for this role?
Work Location: In person
Reference ID: Compliance Apprentice
