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Form of workSenior Manager - Business Compliance, Commodities and Global Markets EMEA
Salary - Up to £130,000
Location - London
Summary of Role:
Be an integral part of the Commodities and Global Markets Business Compliance team, in London. This is an exciting opportunity to support the business and gain a broad experience within the Commodities and Global Markets Business Compliance team.
As part of the Compliance Division within the Risk Management Group, this highly visible role is based on the London trading floor, supporting a range of our clients markets businesses.
Main Responsibilities:
- You will be required to advise the business daily on regulatory advice and guidance on rules and internal policies and support them with new products and services.
- In addition, you will monitor activities including desk reviews and thematic reviews for compliance with Financial Conduct Authority and Exchange rules and requirements.
- You will also be responsible for contributing to ad hoc projects within the broader regional and global compliance teams, including preparing and delivering Compliance training materials.
- You will assess the impact of new financial regulations and provide input to the internal Compliance policies and procedures as necessary.
Qualifications and Competencies:
- Advisory experience of Regulatory Reporting (e.g., MIFIR, EMIR, SFTR etc)
- Strong understanding of commodities markets is essential.
- Experience and strong knowledge of the UK, EU and US regulatory rules and requirements, including MIFID2, Market Abuse Regulation, EMIR and Dodd-Frank is crucial in this role.
- Excellent relationship and communication skills,
- Collaborative, process driven & solutions focused.
